Financial Crisis | USA TODAY | Jessica Menton | March 11, 2020 Dow Jones industrial average dropped more than 20% from its record high last month and putting it in bear territory for the first time since the financial crisis of 2007-2009 The stock market's 11-year bull run is...
Ponzi schemes | CNBC | Greg Iacurci | February 25, 2020 60 Ponzi schemes in 2019 Investor money ensnared in alleged Ponzi schemes has hit its highest level in a decade, leading to concern that a booming stock market and de-regulatory agenda are pushing more fraudsters to bilk...
GPB | Investment News | Bruce Kelly | February 10, 2020 "In yet another troubling development for investors in GPB Capital Holdings’ private placements, the company told investors last month that it won’t be able to provide important tax documents, at least by April 15, to at least...
Investments | Law 360 | Joyce Hanson | February 7, 2020 "Law360 (February 6, 2020, 8:59 PM EST) -- A Native American tribe has sued an asset management firm in California federal court, saying it shirked its duty to buy securities that matched the tribe's investment...
Investor | Law 360 | Dean Seal | February 6, 2020 "Law360 (February 6, 2020, 6:55 PM EST) -- A New York federal judge has granted preliminary approval of a $15 million deal that would put money back into the pocket of a hospitality-focused real estate...
Broker | Financial Advisor | Alex Padalka | February 3, 2020 Finra barred Jim Heafner in July 2019 for failing to appear for testimony in a case related to allegations he was involved in outside business activities without getting his firm’s approval. In October, a Finra arbitration...
Fraud | Pennsylvania Real-Time News | Michael Rubinkam | January 30, 2020 A former Pennsylvania financial planner accused of falsifying his clients’ net worth to put them into high-risk investments was convicted of fraud Thursday in a case his attorney warned could have far-reaching implications for...
GPB investigation | Investment News | Bruce Kelly | November 19, 2019 During a News Conference held by Peiffer Wolf and Meyer Wilson on November 6, Toni Caiazzo Neff, the whistleblower who uncovered GPB's connections to the Russian mob, outrageous conflicts of interest, and illicit funding sources...
GPB and automakers | Portland Press Herald | J. Craig Anderson | December 14, 2019 GPB Capital's problems have been adding up since 2017. The latest issue concerns the firing of Prime Automotive Group CEO, David Rosenberg, in September. The move caught the attention of multiple automakers: Toyota...
Investments | Kiplinger | Eleanor Laise | December 13, 2019 Joe Peiffer, Managing Partner of Peiffer Wolf, spoke with Eleanor Laise from Kiplinger for a story in Kiplinger's Retirement report. Since retirees are too often the victims of bad brokers, Laise put together a document to help them...
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