Representative Cases & Newly-Filed Cases:
We regularly represent public investors in securities litigation and FINRA arbitration, including disputes with brokers or securities broker-dealer firms. If you suspect that you’ve been a victim of broker misconduct or investment fraud, Contact the attorneys at Peiffer Wolf by filling out an online Contact Form or by calling 585-310-5140 for a FREE Consultation.
Our Victories
Our Victories
Medical Capital Notes
$150 Million
Securities America and Ameriprise ultimately paid over $150 Million to settle the class and individual claims.
Whitley v. J.P Morgan Chase
$70 Million
The firm represented a class of retirement investors concerning the management of their JP Morgan Chase Stable Value Fund. ecently, the case was settled on behalf of the investors for more than $70 Million.
Adams v. Securities America and David McFadden
$20 Million
The firm’s lawyers obtained an award of more than $20 Million on behalf of 32 Louisiana and Mississippi investors (32 Exxon Mobile retirees)
The Fitzpatrick Family Farmers v.
AXA Advisors
$3.2 Million
A FINRA arbitration panel awarded $3.2 Million to an Alleghany County egg-farming family swindled in a variable annuity and life insurance scheme.
Various Cases V. Morgan Stanley & Co.
$2.4 Million
In prosecuting those cases, the firm obtained an award of $2.4 Million on behalf of four investors, which precipitated a significant global settlement for the remaining clients.
Elizabeth Jachles V. American Portfolios Financial Services
$461 K
The award was pursuant to the following claims by Jachles against American Portfolios: breach of fiduciary duty, violation of FINRA rules, negligence, breach of contract, aiding and abetting, unjust enrichment, and respondeat superior.
FREE Consultation | 585-310-5140
Contact Us Today by calling 585-310-5140 or by filling out an online Contact Form for a FREE Consultation. Concerns about possible broker misconduct and investment fraud are serious, and we are committed to fighting on behalf of investors.