DOL Unveils New Fiduciary Rule As Biden Warns Advisors ‘We’re Watching’
Some financial advisors did not get a lot of love ...
November 2, 2023
Suffer Investment
Losses?
We’ve Recovered Millions for investors.
Bad Investment Recommendations?
Broker Misconduct
We seek compensation on behalf of individual investors who lost their savings because of their brokers’ misconduct or fraud.
Our Victories
Representative Cases
We represent public investors in securities litigation and FINRA arbitration, including disputes with their stockbrokers.
We Fight for You
Contact Us
We have helped thousands of investors across the country and around the world in cases arising out of investment fraud.
How to spot a Bad broker?
We have helped thousands of investors, as well as municipalities and charities, that have suffered substantial losses because of questionable investment advice, misconduct, securities law violations, and fraudulent investment practices or products. We have experience prosecuting international cases and have had a considerable number of clients around the world.
Conservation Easement Investigation | Investment Losses and Tax Penalties due to Broker’s Advice
Many investors are facing investment losses and ta...
November 2, 2023
PIABA Will Look to Congress if SEC Doesn’t Act on Forced Arbitration
“Following last month’s report by the SEC to t...
August 8, 2023
PIABA Asks SEC to Curtail RIAs’ Use of Mandatory Arbitration, Force Disclosure of Client Claims
“A trade group representing plaintiffs’ lawyer...
August 8, 2023
