Despite Rule Change, FINRA’s BrokerCheck Tags No ‘Restricted’ Firms?
Nine months after FINRA began ...
20 June, 2024 No commentHave you suffered investment losses in autocallable notes? Peiffer Wolf is currently investigating claims against brokerage firms for autocallable notes (“autocalls”) sales.
If you believe you were a victim of investment fraud or broker misconduct, it is imperative to take action. Peiffer Wolf has represented thousands of victims and we remain committed to fighting on behalf of investors. Contact Peiffer Wolf today by filling out a Contact Form on our website or by calling 585-310-5140 to schedule a FREE Case Evaluation.
Autocallable products are structured products that are automatically called by the issuer prior to maturity if the performance of one or more reference assets meets prespecified conditions at a certain time during the term of the product. For example, if the reference asset is at or above its initial level on a specified observation date, the product is automatically called. Payment upon autocall varies, with some products offering full return of principal and others exposing investors to loss of principal. The autocall feature can be found in a variety of different structured product types, such as reverse convertibles.
Brokers and financial advisors are often drawn to recommend autocallable notes because they offer higher yields. However, these investments can be very speculative and are not typically suitable for investors with a moderate or conservative risk profile.
Autocallable notes contain several risks to investors, including:
If you purchased autocallable notes or were recommended to buy these products through your financial advisor or broker, Contact Peiffer Wolf today by filling out a Contact Form on our website or by calling 585-310-5140 to schedule a FREE Case Evaluation.
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Nine months after FINRA began ...
20 June, 2024 No commentBurt Marshall borrowed million...
23 May, 2024 No commentPeiffer Wolf is investigating Autocallable structured notes, including:
If you believe you were a victim of investment fraud or broker misconduct, it is imperative to take action. Peiffer Wolf has represented thousands of victims, and we remain committed to fighting on behalf of investors.
If you purchased autocallable notes or were recommended to buy these products through your financial advisor or broker, Contact Peiffer Wolf today by filling out a Contact Form on our website or by calling 585-310-5140 to schedule a FREE Case Evaluation.