Yieldstreet Investors’ $9M Deal Over Risky Offerings OK’d
Law360 (October 29, 2024, 9:26...
30 October, 2024 No commentThomas Fayen (Tom Fayen) is the Senior Portfolio Manager at Conservativemoney. He was an investment adviser at Conservativemoney from 2006 to 2020. He was also an investment adviser and registered broker with Capital Financial Services until 2019. Previously, he was a registered broker with Cetera Advisor Networks (2005-2015). According to FINRA’s BrokerCheck, he is no longer a registered broker.
Peiffer Wolf is currently investigating claims against Tom Fayen of Conservativemoney and Cetera Advisor Networks for his recommendation of alternative investments like Exchange Traded Funds (ETFs). Currently, Peiffer Wolf represents Fayen investors with Pro Shares 2x Inverse ETFs and Pro Shares 2x ETFs.
If you were a client of Tom Fayen, Contact Us Today by calling 585-310-5140 or by filling out an online contact form for a FREE Consultation.
Peiffer Wolf Carr Kane & Conway represents multiple investors who have lost significant amounts of money with Tom Fayen. Additionally, Peiffer Wolf is currently investigating additional claims for investors against Tom Fayen of Conservativemoney and Cetera Advisor Networks. If you lost money with Tom Fayen and have alternative investments like ETFs in your investment portfolio, Contact Us for a FREE Case Evaluation.
Prior to Conservativemoney, Thoma Fayen was a registered investment adviser with Capital Financial Services. He was also a registered broker with Capital Financial Services, Cetera Advisor Networks, Blue Vase Securities, Securities America, Walnut Street Securities, WRP Investments, Manequity, and The Great-West Life Insurance Company.
If you were a client of Thomas Fayen and your investment portfolio consists of ETFs and other alternative investments, Contact Us Today.
To review Thomas Fayen’s Brokercheck report, click here:
https://brokercheck.finra.org/individual/summary/1300334
*BrokerCheck is run by the Financial Industry Regulatory Authority, Inc. (FINRA)
If you believe you were a victim of investment fraud or broker misconduct, it is imperative to take action. Peiffer Wolf has represented thousands of victims, and we remain committed to fighting on behalf of investors.
Contact Peiffer Wolf today by filling out a Contact Form on our website or by calling 585-310-5140 to schedule a FREE Case Evaluation.
If you believe you were a victim of investment fraud or broker misconduct, it is imperative to take action. Peiffer Wolf has represented thousands of victims, and we remain committed to fighting on behalf of investors.
Peiffer Wolf is currently investigating Tom Fayen’s practices, as well as the products he recommended to individual investors. Concerns about possible broker misconduct and investment fraud are serious, and we are committed to fighting on behalf of investors. Contact Us Today for a FREE Consultation. 585-310-5140
"*" indicates required fields
Law360 (October 29, 2024, 9:26...
30 October, 2024 No commentNine months after FINRA began ...
20 June, 2024 No comment