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Roberto Francisco Leslie (Robert Leslie) is a registered broker with Infinex Investments since 2016. Previously, he was a registered broker with Essex National Securities. According to FINRA’s BrokerCheck, he has been the subject of 4 disclosure so far. If you invested in REITs or Variable Annuities with Robert Leslie, contact Peiffer Wolf today.
Peiffer Wolf is currently investigating claims against Robert Leslie of Infinex Investments and Essex National Securities.
According to FINRA’s BrokerCheck website for Public Disclosures, Robert Leslie has been the subject of 4 disclosures. The more notable disclosures are as follows:
- July 2019 – Customer Dispute – Pending. Allegation: “client claims he was seeking liquid investments and that REIT investments were not suitable for him..”
- February 2002 – Employment after separations – Voluntary Resignation. “Individual was being investigated [by Citicorp] for failure to follow standards and policies regarding delivery of annuity contracts to customers.”
To review Brian Pearce’s Brokercheck report, click here:
https://brokercheck.finra.org/individual/summary/2755940
*BrokerCheck is run by the Financial Industry Regulatory Authority, Inc. (FINRA)
Were You a Victim of Investment Fraud or Broker Misconduct?
If you believe you were a victim of investment fraud or broker misconduct, it is imperative to take action. Peiffer Wolf has represented thousands of victims, and we remain committed to fighting on behalf of investors.
Contact Peiffer Wolf today by filling out a Contact Form on our website or by calling 585-310-5140 to schedule a FREE Case Evaluation.
Robert Leslie Client?
Financial advisors (brokers) have a legal obligation and regulatory obligation to recommend only suitable investments that are appropriate for their individual clients. Their broker-dealer (employing brokerage firm) has a legal obligation and regulatory obligation to supervise the financial advisor’s sales practices and dealings with clients. To the extent that any of these duties are breached, the customer may be entitled to a recovery of his or her investment losses.
Prior to Inifinex Investments, Robert Leslie was a registered broker with Essex National Securities, LPL Financial Corporation, IFMG Securities, NFB Investment Services Corp., Greenpoint Securities, Citicorp Investment Services, Prime Charter, D. H. Blair, and Americorp Securities. FINRA maintains a database of investor complaints and disciplinary and employment history for registered representatives and publishes some of this information on its BrokerCheck website, www.brokercheck.finra.org.
FREE Consultation | 585-310-5140
If you believe you were a victim of investment fraud or broker misconduct, it is imperative to take action. Peiffer Wolf has represented thousands of victims, and we remain committed to fighting on behalf of investors.
Peiffer Wolf is currently investigating Robert Leslie’s practices, as well as the products he recommended to individual investors. Concerns about possible broker misconduct and investment fraud are serious, and we are committed to fighting on behalf of investors. Contact Us Today for a FREE Consultation. 585-310-5140
Get a FREE case Evaluation.
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Brokercheck®️ report
