Yieldstreet Investors’ $9M Deal Over Risky Offerings OK’d
Law360 (October 29, 2024, 9:26...
30 October, 2024 No commentPeiffer Wolf Carr Kane & Conway is currently investigating potential claims against Rob Burns of Fourest and Cetera Advisor Networks. Specifically, Peiffer Wolf is interested in speaking with anyone who was placed into alternative investments.
According to FINRA’s BrokerCheck website for Public Disclosures, Rob Burns has been the subject of 2 disclosures:
To review Rob Burn’s Broker Check report, click here:
If you believe you were a victim of investment fraud or broker misconduct, it is imperative to take action. Peiffer Wolf has represented thousands of victims, and we remain committed to fighting on behalf of investors.
Contact Peiffer Wolf today by filling out a Contact Form on our website or by calling 585-310-5140 to schedule a FREE Case Evaluation.
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Law360 (October 29, 2024, 9:26...
30 October, 2024 No commentNine months after FINRA began ...
20 June, 2024 No commentFinancial advisors (brokers) have a legal obligation and regulatory obligation to recommend only suitable investments that are appropriate for their individual clients. Their broker-dealer (employing brokerage firm) has a legal obligation and regulatory obligation to supervise the financial advisor’s sales practices and dealings with clients. To the extent that any of these duties are breached, the customer may be entitled to a recovery of his or her investment losses.
Prior to Cetera Advisor Networks, Rob Burns had been registered with Summit Brokerage Services, VSR Financial Services, H. Beck, Charles Schwab, and American Century Investment Services. FINRA maintains a database of investor complaints and disciplinary and employment history for registered representatives and publishes some of this information on its BrokerCheck website, www.brokercheck.finra.org.
If you believe you were a victim of investment fraud or broker misconduct, it is imperative to take action. Peiffer Wolf has represented thousands of victims, and we remain committed to fighting on behalf of investors.
Peiffer Wolf is currently investigating Rob Burns’s practices, as well as the products he recommended to individual investors. Concerns about possible broker misconduct and investment fraud are serious, and we are committed to fighting on behalf of investors. Contact Us Today for a FREE Consultation. 585-310-5140