brokerwatch

Jonathan Walter Way | Wedbush Securities

According to FINRA’s BrokerCheck, Jonathan Walter Way has been the subject of 5 disclosures, including two settled Customer Disputes and one pending Customer Dispute with allegations of excessive, unauthorized, and unsuitable trading.

In 1995, Jonathan Walter Way was permitted to resign from Smith Barney after a customer complaint. In 1999, he was denied a securities salesman license in the state of Ohio for being “not of good business repute.” 

Jonathan Walter Way was registered as a broker with Wedbush Securities from 2002 to 2022. Before he was registered with Wedbush Securities, he was registered with Ryan Beck & Co. in Florham Park, New Jersey. 

If you invested with Jonathan Walter Way and have suffered losses in your investment portfolio, you should Contact Peiffer Wolf immediately. 

To review Jonathan Walter Way’s Brokercheck report, click here: https://brokercheck.finra.org/individual/summary/1126849 

*BrokerCheck is run by the Financial Industry Regulatory Authority, Inc. (FINRA)

Jonathan Walter Way Client?

Financial advisors (brokers) have a legal obligation and regulatory obligation to recommend only suitable investments that are appropriate for their clients. Their broker-dealer (employing brokerage firm) has a legal and regulatory obligation to supervise the financial advisor’s sales practices and dealings with clients. To the extent that any of these duties are breached, the customer may be entitled to a recovery of their investment losses. 

Based on our experience, we believe that some investors may have been the victims of Jonathan Walter Way’s alleged broker misconduct and investment fraud. If you invested with Jonathan Walter Way of Wedbush Securities, contact Peiffer Wolf immediately for a FREE Consultation 585-310-5140. 

FREE Consultation | 585-310-5140