Roger Zullo & LPL Financial – Allegedly Defrauding Clients, Selling Customers Unsuitable Variable Annuities, and Falsifying Client Suitability Profiles ... 16 August, 2017
Kyle Harrington and Linda Milberger – Alleged Concealment of Undisclosed Private Securities Transactions 06 July, 2017
Capitol Equity FX LLC, Robert Leland Johnson IV, Marisa Elena Johnson– Misappropriation of Pool Participants’ Funds 02 May, 2017