brokerwatch

Ashley Bolson | CFD Investments, Inc.

According to FINRA’s BrokerCheck, Ashley Bolson  is the subject of 4 Disclosures, including:

• June 2021 – Customer Dispute; Settled. Amount: $370,000.00. Allegations include “fraud and non-disclosure, negligent misrepresentation, breach of fiduciary duty, negligence, breach of contract, failure to supervise/respondeat superior, and violations of the IOwas Securities Act.”
• October 2019 – Employment Separation After Allegations
• June 2019- Customer Dispute; Settled. Amount: $32,600.00. Allegations include “misrepresentations and omissions of material information” and “unsuitable investment recommendations”.

Ashley Bolson  was  a registered broker with CFD Investments, Inc. from 2016 to 2019. Before that, she was registered with Oakbridge Financial Services, Cape Securities, Inc., Allied BEacon Partners, INc., and Workman Securities Corporation.

To review Ashley Bolson’’s Brokercheck report, click here: https://brokercheck.finra.org/individual/summary/5368684

*BrokerCheck is run by the Financial Industry Regulatory Authority, Inc. (FINRA)

Ashley Bolson or CFD Investments, Inc. Client?

Financial advisors (brokers) have a legal obligation and regulatory obligation to recommend only suitable investments that are appropriate for their clients. Their broker-dealer (employing brokerage firm) has a legal and regulatory obligation to supervise the financial advisor’s sales practices and dealings with clients. To the extent that any of these duties are breached, the customer may be entitled to a recovery of their investment losses.

Based on our experience, we believe that some investors may have been the victims of Ashley Bolson’s alleged broker misconduct and investment fraud. If you invested with Ashley Bolson of CFD Investments, Inc., contact Peiffer Wolf immediately for a FREE Consultation 585-310-5140.

FREE Consultation | 585-310-5140