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Kirk Crossen Investment Loss Investigation

Have you suffered losses with Kirk Crossen at Morgan Stanley? 

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Peiffer Wolf is currently investigating claims against Morgan Stanley for allegedly failing to supervise the activities of its former broker Kirk Crossen relating to alleged unsuitable investment strategies. Crossen worked out of Morgan Stanley’s Indianapolis, Indiana branch while associated with the national broker-dealer.

 

If you’ve invested with Kirk Crossen through Morgan Stanley, Contact Us today by filling out a Contact Form or by calling 585-310-5140 to schedule a FREE Case Evaluation.

Kirk Crossen | Morgan Stanley

 

According to FINRA’s BrokerCheck, Kirk Crossen is a former registered representative of Morgan Stanley who is facing a customer dispute relating to an unsuitable investment strategy with $6,000,000 in claimed damages. The alleged unsuitable investments relate, in part, to common and preferred stock. 

 

Kirk Crossen was most recently registered with Raymond James & Associates from April 2023 to November 2023. Crossen was discharged from Raymond James & Associates in October 2023 relating to an alleged “lacked candor during inquiry into loan from the individuals’ former client at prior firm.” Before joining Raymond James & Associates, Crossen was associated with Morgan Stanley from 2016 to 2023 and Wells Fargo Advisors from 2006 to 2016.

Brokers Violate Securities Laws Through Unsuitable Recommendations

Broker-dealers like Morgan Stanley have a duty to supervise the activities of its registered representatives. Chief among these duties is to ensure that recommendations are suitable for customers, considering their investment objectives, risk tolerance, and investment time horizon. 

 

Recommending an unsuitable investment strategy results in liability, and is a basis for a FINRA arbitration claim. 

FREE Consultation | 585-310-5140

Do you believe you were a victim of investment fraud or broker misconduct? It is imperative to take action. Peiffer Wolf has represented thousands of victims and we remain committed to fighting on behalf of investors.

 

If you’ve invested with Kirk Crossen through Morgan Stanley, Contact Us Today by filling out a Contact Form or by calling 585-310-5140 to schedule a FREE Case Evaluation.

Get a FREE case Evaluation.

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Brokercheck®️ report
Information about this broker was obtained from FINRA’s BrokerCheck on August 14, 2020. You should always review the broker’s BrokerCheck report for updated information. If you believe some of the content on this page does not reflect the report, contact us.

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