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Robert Turner (Robert Earl Turner Jr.) was a broker registered with UBS Financial Services from March 1996 to October 2021 in Waco, Texas. He was barred from FINRA in January 2023.
Peiffer Wolf is currently investigating claims against Robert Turner, formerly of UBS Financial Services, for his alleged recommendations to invest in Fairfax Financial Corporation.
If you’ve invested with Robert Turner, Contact Us by calling 585-310-5140 or by filling out an online Contact Form for a FREE Consultation.
Robert Turner | UBS Financial Services
According to FINRA’s BrokerCheck, Robert Turner has been the subject of 9 disclosures, including 7 customer disputes, 1 disclosure related to his resignation from Stifel, Nicolaus & Company, and 1 disclosure related to his bar from FINRA. The customer disputes listed on his FINRA BrokerCheck report settlements of a combined $12 million.
Robert Turner was registered as a broker with UBS Financial Services from 1996-2021. After he left UBS Financial Services he was briefly registered with Stifel, Nicolaus & Company from 2021 to 2022.
Peiffer Wolf is investigating claims that Robert Turner recommended his clients invest in what he claimed were fixed annuities offered by a San Antonio company, Fairfax Financial Corporation. However, these were not actually fixed annuities, but securities. Robert Turner allegedly claimed that these “annuities” would invest in commercial real estate and oil and gas development, but in reality, there were no assets backing them. Therefore, investors who had believed that they would receive a guaranteed rate of return between 4% and 8% were left with total losses on their investments.
If you invested with Robert Turner and/or Fairfax Financial Corporation, you should Contact Peiffer Wolf immediately.
To review Robert Turner’s Brokercheck report, click here: https://brokercheck.finra.org/individual/summary/2113736 *BrokerCheck is run by the Financial Industry Regulatory Authority, Inc. (FINRA)
Robert Turner Client?
Financial advisors (brokers) have a legal obligation and regulatory obligation to recommend only suitable investments that are appropriate for their clients. Their broker-dealer (employing brokerage firm) has a legal and regulatory obligation to supervise the financial advisor’s sales practices and dealings with clients. To the extent that any of these duties are breached, the customer may be entitled to a recovery of their investment losses.
Based on our experience, we believe that some investors may have been the victims of Robert Turner’s alleged broker misconduct and investment fraud. If you invested with Robert Turner of UBS Financial Services, contact Peiffer Wolf immediately for a FREE Consultation 585-310-5140.
FREE Consultation | 585-310-5140
If you believe you were a victim of investment fraud or broker misconduct, it is imperative to take action. Peiffer Wolf has represented thousands of victims, and we remain committed to fighting on behalf of investors.
Peiffer Wolf is currently investigating claims against Robert Turner, formerly of UBS Financial Services,for his alleged recommendation to invest in Fairfax Financial Corporation. If you’ve invested with Robert Turner, Contact Us by calling 585-310-5140 or by filling out an online Contact Form for a FREE Consultation.
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Brokercheck®️ report
