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Daniel Allen Barnard is a broker registered with Cabin Securities. According to FINRA’s BrokerCheck, Daniel Barnard is the subject of 5 disclosures.
Peiffer Wolf is currently investigating claims against Daniel Barnard of Cabin Securities for his alleged recommendation of illiquid investments. If you’ve invested with Daniel Barnard, Contact Us by calling 585-310-5140 or by filling out an online Contact Form for a FREE Consultation.
Daniel Barnard | Cabin Securities, Inc.
According to FINRA’s BrokerCheck, Daniel Barnard is the subject of 5 Disclosures, including:
- May 2022 – Customer Dispute; Pending. Allegations include the recommendation of Atlas Growth Partners LP.
- May 2021 – Customer Dispute; Settled. Amount: $25,000. Allegations include the recommendation of unsuitable illiquid investments.
- November 2018 – Employment Separation After Allegations. Allegations include impersonating a client during a telephone call.
- April 2008 – Employment Separation After Allegations. Allegations include failure to follow firm policies with respect to borrowing money from a client.
Prior to Cabin Securities, Daniel Barnard was registered with Growth Capital Services, Berthel, Fisher & Company Financial Services, Capital Analysts, Incorporated, Sun Investment Services Company, and Pruco Securities Corporation.
To review Daniel Barnard’s Brokercheck report, click here:
https://brokercheck.finra.org/individual/summary/2403593
*BrokerCheck is run by the Financial Industry Regulatory Authority, Inc. (FINRA)
Daniel Barnard Client?
Financial advisors (brokers) have a legal obligation and regulatory obligation to recommend only suitable investments that are appropriate for their clients. Their broker-dealer (employing brokerage firm) has a legal and regulatory obligation to supervise the financial advisor’s sales practices and dealings with clients. To the extent that any of these duties are breached, the customer may be entitled to a recovery of their investment losses.
Based on our experience, we believe that some investors may have been the victims of Daniel Barnard’s alleged broker misconduct and investment fraud. If you invested with Daniel Barnard of Cabin Securities, Contact Peiffer Wolf immediately for a FREE Consultation: 585-310-5140.
Get a FREE case Evaluation.
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Brokercheck®️ report
Information about this broker was obtained from FINRA’s BrokerCheck on November 10, 2022. You should always review the broker’s BrokerCheck report for updated information. If you believe some of the content on this page does not reflect the report, contact us.
FREE Consultation | 585-310-5140
If you believe you were a victim of investment fraud or broker misconduct, it is imperative to take action. Peiffer Wolf has represented thousands of victims, and we remain committed to fighting on behalf of investors.
Peiffer Wolf is currently investigating claims against Daniel Barnard of Cabin Securities for his recommendation of illiquid investments. If you’ve invested with Daniel Barnard, Contact Us today by filling out a Contact Form or by calling 585-310-5140 to schedule a FREE Case Evaluation.
