brokerwatch

Avi Bialo| Arete Wealth Management

According to FINRA’s BrokerCheck, Avi Bialo is the subject of 2 Disclosures, including:

• October 2022 – Customer Dispute; Pending. Amount Requested: $50,000.. Allegations include “unsuitable investment recommendations.”
• September 2022 – Customer Dispute; Pending. Amount Requested: $350,000. Allegations include “unsuitable investment recommendations in June and October 2020.”

Avi Bialo is a registered broker with Arete Wealth Management, LLC and a registered investment advisor with Arete Wealth Advisors, LLC.

To review Avi J Bialo’s Brokercheck report, click here:
https://brokercheck.finra.org/individual/summary/6165479
*BrokerCheck is run by the Financial Industry Regulatory Authority, Inc. (FINRA)

Avi Bialo or Arete Wealth Management Client?

Financial advisors (brokers) have a legal obligation and regulatory obligation to recommend only suitable investments that are appropriate for their clients. Their broker-dealer (employing brokerage firm) has a legal and regulatory obligation to supervise the financial advisor’s sales practices and dealings with clients. To the extent that any of these duties are breached, the customer may be entitled to a recovery of their investment losses.

Based on our experience, we believe that some investors may have been the victims of Avi Bialo’s alleged broker misconduct. If you invested with Avi Bialo or Arete Wealth Management, contact Peiffer Wolf immediately for a FREE Consultation 585-310-5140.

FREE Consultation | 585-310-5140