brokerwatch

Amber Kelly | Global Wealth Management

According to FINRA’s BrokerCheck, Amber Kelly is the subject of 1 disclosure:

• February 2013: Financial. Type: Compromise.

Prior to Madison Avenue Securities, Kelly was registered with Global Financial Private Capital, LLC.

If you invested with Amber Kelly of Global Wealth Management and Madison Avenue Securities, contact Peiffer Wolf immediately for a FREE Consultation.

To review Kelly’s BrokerCheck report, click here:

https://brokercheck.finra.org/individual/summary/6340043

*BrokerCheck is run by the Financial Industry Regulatory Authority, Inc. (FINRA)

Amber Kelly Investigation

Financial advisors (brokers) have a legal obligation and regulatory obligation to recommend only suitable investments that are appropriate for their individual clients. Their broker-dealer (employing brokerage firm) has a legal obligation and regulatory obligation to supervise the financial advisor’s sales practices and dealings with clients. To the extent that any of these duties are breached, the customer may be entitled to a recovery of his or her investment losses.

Based on our experience, we believe that there are more investors who have been the victims of Amber Kelly’s alleged broker misconduct and investment fraud. If you invested with Global Wealth Management, contact Peiffer Wolf immediately for a FREE Consultation. 585-310-5140.