brokerwatch

Mark Robare | Mark Robare of Robare & Jones Wealth Management and Triad Advisors

According to FINRA’s BrokerCheck, Mark Robare has been the subject of 1 Regulatory Disclosure, initiated by the United States Securities and Exchange Commission.

Allegations: Mark Robare was principal for an adviser who failed to disclose compensation received through agreements with a registered broker-dealer, leading to conflicts arising from that compensation. The agreement created incentives for the adviser to favor particular mutual funds over other mutual funds or other investments. This led to conflicts of interest for years.

“Robare, a principal for the adviser, knew about the agreements and the payments they generated for the adviser. […] Robare willfully violated sections 206(1), 206(2) and 207 of the adviser’s act.”

Prior to Triad Advisors, Mark Robare was registered with Veravest Investments.

If you invested with Mark Robare of Triad Advisors, contact Peiffer Wolf and Meyer Wilson immediately for a FREE Consultation.

To review Mark Robare’s BrokerCheck report, click here:

https://brokercheck.finra.org/individual/summary/1057899

*BrokerCheck is run by the Financial Industry Regulatory Authority, Inc. (FINRA)

Mark Robare and the GPB Lawsuit

Multiple lawsuits have been filed and multiple regulatory matters have been initiated, alleging that GPB Capital Holdings has been engaged in wrongdoing.  A former GPB Holdings partner alleged that “GPB paid its investors significant returns based upon falsified financial information”.

Our investigation into the various GPB private placement funds includes, but is not limited to: GPB Automotive Portfolio LP, GPB Cold Storage LP, GPB Eurobond Finance PLC, GPB Holdings II LP, GPB Holdings III LP, GPB Holdings Qualified LP, GPB Holdings LP, GPB NYC Development LP, GPB Scientific LLC, GPB Waste Management LP, GPB Waste Management Fund LP, and many more.

Financial advisors (brokers) have a legal obligation and regulatory obligation to recommend only suitable investments that are appropriate for their individual clients. Their broker-dealer (employing brokerage firm) has a legal obligation and regulatory obligation to supervise the financial advisor’s sales practices and dealings with clients. To the extent that any of these duties are breached, the customer may be entitled to a recovery of his or her investment losses.

Based on our experience, we believe that there are more investors who have been the victims of Mark Robare’s alleged broker misconduct and investment fraud. If you invested with Mark Robare of Robare & Jones Wealth Management and Triad Advisors, you should  contact Peiffer Wolf and Meyer Wilson immediately for a FREE Consultation.

Learn more about the GPB Investor Lawsuit here: https://gpblawyer.com/gpb-investor-lawsuit/

Peiffer Wolf and Meyer Wilson are currently investigating  Mark Robare’s practices, as well as the products he recommended to individual investors. Concerns about possible broker misconduct and investment fraud are serious, and we are committed to fighting on behalf of investors. Contact Us Today for a FREE Consultation. 888-390-6491.