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Brown Brothers Harriman & Co. Fined for Compliance Failures

The Financial Industry Regulatory Authority (“FINRA”) recently announced that it was fining Brown Brothers Harriman & Co. (BBH) $8 million for failing to meet its compliance obligations relating to anti-money laundering compliance. Such failures caused BBH to fail to discover suspicious activity related to low...

21 February, 2014

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Brown Brothers Harriman & Co Tag

Brown Brothers Harriman & Co. Fined for Compliance Failures

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