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Who is Scott Stanley BrooksScott Stanley Brooks Investigation

Scott Stanley Brooks (Scott Brooks) is the President and CEO of  Gold Coast Financial Group, and he has been a registered broker with Newbridge Securities Corporation since 2007. According to FINRA’s Broker Check, he has been the subject of 1 disclosure so far. If you invested in GPB or other alternative investments with Scott Brooks, contact Peiffer Wolf today.

andrew corbman lawsuit

Peiffer Wolf is currently investigating claims against Scott S. Brooks of Gold Coast Financial Group and Newbridge Securities. GPB Investigation – Over the course of the year, multiple lawsuits have been filed and regulatory matters have been initiated alleging that GPB Capital Holdings has been engaged in wrongdoing. Most notably, former GPB Holdings operating partner, Patrick Dibre alleged that “losses occasioned by GPB were in fact caused by a very complicated and manipulative Ponzi scheme.”  The claim further alleges that “GPB paid its investors significant returns based upon falsified financial information.” If you invested in any GPB Capital Holdings Fund, contact Peiffer Wolf and Meyer Wilson immediately.

 

According to FINRA’s BrokerCheck, Scott S. Brooks has been the subject of 1 customer dispute so far:

 

  •  Customer Dispute – Damages granted: $523,300. Allegation include “unsuitability, negligence, breach of fiduciary duty, negligent misrepresentation, unjust enrichment, negligent hiring, training, supervision and retention.”

 

To review Scott S. Brooks’s BrokerCheck report, click here:

https://brokercheck.finra.org/individual/summary/3235252

*BrokerCheck is run by the Financial Industry Regulatory Authority, Inc. (FINRA)

Were You a Victim of Investment Fraud or Broker Misconduct?

 

If you believe you were a victim of investment fraud or broker misconduct, it is imperative to take action. Peiffer Wolf  has represented thousands of victims, and we remain committed to fighting on behalf of investors.

 

Contact Peiffer Wolf  today by filling out a Contact Form on our website or by calling 585-310-5140 to schedule a FREE Case Evaluation.

Scott S. Brooks Client?

Financial advisors (brokers) have a legal obligation and regulatory obligation to recommend only suitable investments that are appropriate for their individual clients. Their broker-dealer (employing brokerage firm) has a legal obligation and regulatory obligation to supervise the financial advisor’s sales practices and dealings with clients. To the extent that any of these duties are breached, the customer may be entitled to a recovery of his or her investment losses.

 

Prior to Newbridge Securities Corporation, Scott S. Brooks was registered with Wedbush Morgan Securities and Brookestreet Securities Corporation. FINRA maintains a database of investor complaints and disciplinary and employment history for registered representatives and publishes some of this information on its BrokerCheck website, www.brokercheck.finra.org.

FREE Consultation | 585-310-5140

If you believe you were a victim of investment fraud or broker misconduct, it is imperative to take action. Peiffer Wolf has represented thousands of victims, and we remain committed to fighting on behalf of investors.

 

Peiffer Wolf is currently investigating Scott S. Brooks’s practices, as well as the products he recommended to individual investors. Concerns about possible broker misconduct and investment fraud are serious, and we are committed to fighting on behalf of investors. Contact Us Today for a FREE Consultation.  585-310-5140

Get a FREE case Evaluation.

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Brokercheck®️ report

Information about this broker was obtained from FINRA’s BrokerCheck on April 14, 2020. You should always review the broker’s BrokerCheck report for updated information. If you believe some of the content on this page does not reflect the report, contact us.

Victim of Investment Fraud or Broker Misconduct? We Fight for You.