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Former Aegis Capital Broker Roshan Perrera Charged with Fraud by SEC
Peiffer Wolf is investigating former Aegis Capital broker Surage Kamal Roshan Perera in light of the Securities & Exchange Commission’s Complaint alleging fraud. If you invested with Roshan Perrera and his firm, Janues Capital Corporation, Contact Us by calling 585-310-5140 or by filling out an online Contact Form for a FREE Consultation.
On March 27, 2023, the SEC charged Roshan Perera and his firm, Janues Capital Incorporated, with defrauding at least one investor out of millions. Perera defrauded the investor by lying about investment opportunities and strategies, concealing trading losses, and paying other investors’ returns in a Ponzi-like fashion. Perera is also facing criminal charges for his conduct related to the fraud.
Roshan Perera Investigation | Janues Capital Victim?
Roshan Perera is a Long Island resident who was a former broker registered with Aegis Capital Corporation. He was employed in the securities industry from 2004 to September 2022. Perera operated Janues Capital Corporation, which describes itself as a capital market advisory firm for mid-sized corporations. However, Janues Capital has never been registered with the Securities & Exchange Commission. The SEC has charged Perera and his firm for securities violations relating to his fraudulent conduct with Investor A as identified in the Commission’s Complaint.
“[…] Surage Roshan Perera, the Founder and Executive Director of Janues Capital, Inc. (Janues) in Bellerose, Queens, will be arraigned on a 16-count indictment charging him with securities fraud, investment advisor fraud, wire fraud, and money laundering, in connection with a scheme to induce an investor (Jane Doe) to purchase stock in companies that traded on the NASDAQ and New York Stock Exchange (NYSE).” (United States Attorney’s Office, Eastern District of New York)
Prior to Aegis Capital, Roshan Perera was a registered broker with Maxim Group, Stockkings Capital, Caldwell International Securities, Global Arena Capital Corp, Prestige Financial Center, Sloan Securities, Aura Financial Services, and Continental Broker-Dealer Corp.
To review Roshan Perera’s Brokercheck report, click here:
https://brokercheck.finra.org/individual/summary/4716321
*BrokerCheck is run by the Financial Industry Regulatory Authority, Inc. (FINRA)
Roshan Perera Investigation | Investment Losses?
Brokers have a legal obligation and regulatory obligation to supervise their registered representatives. This duty includes supervising a broker’s outside business activities. To the extent that any of these duties are breached, the customer may be entitled to a recovery of their investment losses.
If you believe you may be a victim of Roshan Perera and Janues Capital’s fraudulent scheme, contact Peiffer Wolf immediately for a FREE Consultation 585-310-5140.
FREE Consultation | 585-310-5140
If you believe you may be a victim of investment fraud or broker misconduct, it is imperative to take action. Peiffer Wolf has represented thousands of victims, and we remain committed to fighting on behalf of investors.
Peiffer Wolf is currently investigating claims against Aegis Capital for its failure to supervise former broker Roshan Perera. Contact Us today by filling out a Contact Form or by calling 585-310-5140 to schedule a FREE Case Evaluation.
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