Despite Rule Change, FINRA’s BrokerCheck Tags No ‘Restricted’ Firms?
Nine months after FINRA began ...
20 June, 2024 No comment
Peiffer Wolf is currently investigating potential claims against Richard Giannotti of Global Wealth Management.
If you are/were a client of Giannotti, Contact Us Today by calling 585-310-5140 or by filling out an online contact form for a FREE Consultation.
Prior to Madison Avenue Securities and Global Wealth Management, Richard Giannotti was an investment adviser registered with Global Financial Private Capital, LLC.
If you invested with Giannotti of Global Wealth Management and Madison Avenue Securities, contact Peiffer Wolf immediately for a FREE Consultation.
To review Richard Giannotti’s BrokerCheck report, click here:
https://brokercheck.finra.org/individual/summary/6482048
*BrokerCheck is run by the Financial Industry Regulatory Authority, Inc. (FINRA)
Financial advisors (brokers) have a legal obligation and regulatory obligation to recommend only suitable investments that are appropriate for their individual clients. Their broker-dealer (employing brokerage firm) has a legal obligation and regulatory obligation to supervise the financial advisor’s sales practices and dealings with clients. To the extent that any of these duties are breached, the customer may be entitled to a recovery of his or her investment losses.
Based on our experience, we believe that there are investors who have been the victims of Richard Giannotti’s alleged broker misconduct and/or investment fraud. If you invested with Giannotti of Global Wealth Management, contact Peiffer Wolf immediately for a FREE Consultation. 585-310-5140.
Peiffer Wolf is currently investigating claims for anyone who has invested with Richard Giannotti of Global Wealth Management. If you or someone you know invested with Giannotti, Contact Us Today by calling 585-310-5140 or by filling out an online Contact Form for a FREE Consultation.
"*" indicates required fields
Nine months after FINRA began ...
20 June, 2024 No commentBurt Marshall borrowed million...
23 May, 2024 No comment