Yieldstreet Investors’ $9M Deal Over Risky Offerings OK’d
Law360 (October 29, 2024, 9:26...
30 October, 2024 No commentPeiffer Wolf is currently investigating claims against Jeff Lazar of Nettworth Financial and Cambridge Investment Research. He was previously a registered broker with FSC Securities from 2004-2019.
According to our research and analysis of Jeff Lazar’s clients, we have found that Lazar and Nettworth Financial have been placing retirement-age investors in nontraded REITs and Variable Annuities. If your investment portfolio consists of REITs, Variable Annuities, or Life Insurance Products, Contact Us Today.
According to FINRA’s BrokerCheck website for Public Disclosures, Jeff Lazar has been the subject of 2 disclosures. His current disclosures are as follows:
- August 2004 – Customer Dispute. Settlement Amount: $12,912. Allegations included misrepresentation of “commission fees.”
- February 2001 – Customer Dispute. Customer alleged that “financial consultant misled him.”
To review Jeff Lazar’s Brokercheck report, click here:
https://brokercheck.finra.org/individual/summary/1676682
*BrokerCheck is run by the Financial Industry Regulatory Authority, Inc. (FINRA)
If you believe you were a victim of investment fraud or broker misconduct, it is imperative to take action. Peiffer Wolf has represented thousands of victims, and we remain committed to fighting on behalf of investors.
Contact Peiffer Wolf today by filling out a Contact Form on our website or by calling 585-310-5140 to schedule a FREE Case Evaluation.
Financial advisors (brokers) have a legal obligation and regulatory obligation to recommend only suitable investments that are appropriate for their individual clients. Their broker-dealer (employing brokerage firm) has a legal obligation and regulatory obligation to supervise the financial advisor’s sales practices and dealings with clients. To the extent that any of these duties are breached, the customer may be entitled to a recovery of his or her investment losses.
Prior to Nettworth Financial and Cambridge Investment Research, Jeff Lazar was a registered broker with FSC Securities Corporation, Merrill Lynch, Travelers Equities, Schweitzer & Company, Global Capital Securities, and RLR Securities. FINRA maintains a database of investor complaints and disciplinary and employment history for registered representatives and publishes some of this information on its BrokerCheck website, www.brokercheck.finra.org.
If you believe you were a victim of investment fraud or broker misconduct, it is imperative to take action. Peiffer Wolf has represented thousands of victims, and we remain committed to fighting on behalf of investors.
Peiffer Wolf is currently investigating Jeff Lazar’s practices, as well as the products he recommended to individual investors. Concerns about possible broker misconduct and investment fraud are serious, and we are committed to fighting on behalf of investors. Contact Us Today for a FREE Consultation. 585-310-5140
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Law360 (October 29, 2024, 9:26...
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