Peiffer Wolf is currently investigating claims against Charles Evan of MML Investors Services for his recommendation of alternative investments. If you’ve invested with Charles Evan, Contact Us by calling 585-310-5140 or by filling out an online Contact Form for a FREE Consultation.
According to FINRA’s BrokerCheck, Charles Evan is the subject of 14 Disclosures, including:
Prior to MML Investors Services, Charles Evan was registered with New England Securities, Manequity, G. R. Phelps & Co., PML Securities Company, and Capital Analysts.
To review Charles Evan’s Brokercheck report, click here:
*BrokerCheck is run by the Financial Industry Regulatory Authority, Inc. (FINRA)
Financial advisors (brokers) have a legal obligation and regulatory obligation to recommend only suitable investments that are appropriate for their clients. Their broker-dealer (employing brokerage firm) has a legal and regulatory obligation to supervise the financial advisor’s sales practices and dealings with clients. To the extent that any of these duties are breached, the customer may be entitled to a recovery of their investment losses.
Based on our experience, we believe that some investors may have been the victims of Charles Evan’s alleged broker misconduct and investment fraud. If you invested with Charles Evan of MML Investors Services, contact Peiffer Wolf immediately for a FREE Consultation 585-310-5140.
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If you believe you were a victim of investment fraud or broker misconduct, it is imperative to take action. Peiffer Wolf has represented thousands of victims, and we remain committed to fighting on behalf of investors.
Peiffer Wolf is currently investigating claims against Charles Evan of MML Investors Services for his recommendation of alternative investments. If you’ve invested with Charles Evan, Contact Us today by filling out a Contact Form or by calling 585-310-5140 to schedule a FREE Case Evaluation.