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Who is Aaron Martinez? Aaron Martinez Investigation

Aaron Martinez (Ernest Aaron Martinez) is a tax advisor at H&R Block, and he has been a registered broker with Sagepoint Financial, Inc. since 2005. According to FINRA’s BrokerCheck website for Public Disclosures, he has been the subject of 2 disclosures and Sagepoint Financial has 25 disclosures events so far.

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Peiffer Wolf is currently investigating claims against Aaron Martinez of Sagepoint Financial, Inc.

 

According to our research and analysis of Martinez’s clients, we discovered that Aaron Martinez has been placing investors in alternative investments like REITs. For example, one investor had her entire investment portfolio comprised of two REITs: Carter Validus REIT and Phillips Edison REIT.

 

If you are a client of Aaron Martinez and your investment portfolio consists of REITs, alternative investments, fixed annuities or variable annuities, Contact Us Today.

 

To review Aaron Martinez’s Brokercheck report, click here:

https://brokercheck.finra.org/individual/summary/2433966

*BrokerCheck is run by the Financial Industry Regulatory Authority, Inc. (FINRA)

Were You a Victim of Investment Fraud or Broker Misconduct?

 

If you believe you were a victim of investment fraud or broker misconduct, it is imperative to take action. Peiffer Wolf  has represented thousands of victims, and we remain committed to fighting on behalf of investors.

 

Contact Peiffer Wolf  today by filling out a Contact Form on our website or by calling 585-310-5140 to schedule a FREE Case Evaluation.

Aaron Martinez Client?

Financial advisors (brokers) have a legal obligation and regulatory obligation to recommend only suitable investments that are appropriate for their individual clients. Their broker-dealer (employing brokerage firm) has a legal obligation and regulatory obligation to supervise the financial advisor’s sales practices and dealings with clients. To the extent that any of these duties are breached, the customer may be entitled to a recovery of his or her investment losses.

 

Prior to Sagepoint Financial, Inc., Aaron Martinez had been a registered broker with SunAmerica Securities, Inc., National Planning Corporation, the Variable Annuity Marketing Company, Sentra Securities Corporation, WM Financial Services, Inc., Great Western Financial Securities Corporation, Smith Culver, Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporation, Bear, Sterns & Co, Inc., and Annandale Securities, Inc. FINRA maintains a database of investor complaints and disciplinary and employment history for registered representatives and publishes some of this information on its BrokerCheck website, www.brokercheck.finra.org.

FREE Consultation | 585-310-5140

If you believe you were a victim of investment fraud or broker misconduct, it is imperative to take action. Peiffer Wolf has represented thousands of victims, and we remain committed to fighting on behalf of investors.

 

Peiffer Wolf is currently investigating Aaron Martinez’s practices, as well as the products he recommended to individual investors. Concerns about possible broker misconduct and investment fraud are serious, and we are committed to fighting on behalf of investors. Contact Us Today for a FREE Consultation.  585-310-5140

Get a FREE case Evaluation.

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    Brokercheck®️ report

    Information about this broker was obtained from FINRA’s BrokerCheck on August 14, 2020. You should always review the broker’s BrokerCheck report for updated information. If you believe some of the content on this page does not reflect the report, contact us.

    Victim of Investment Fraud or Broker Misconduct? We Fight for You.