American Growth Funding II LLC (AGF II) and Ralph Johnson Allegedly Lied to Investors Repeated Times Regarding Purchases of High-Yield Securities, No Audits of AGF II until 2014 American Growth Funding II LLC (AGF II) and its owner Ralph Johnson have been accused by the SEC...
Timothy S. Demski and Scott Stephan Allegedly Developed an Untested Algorithm Composed of Day-trading ETFs Walter F. Grenda, of Hamburg, NY and Timothy S. Dembski, of Lancaster, NY, allegedly made false and misleading statements to their clients, recommending investment in the Prestige Wealth Management Fund which...
Today, the firm of Peiffer Wolf filed a petition for certiorari in the U.S. Supreme Court on behalf of a disabled man who was denied relief in federal district court. You can find the petition here. John Doe was placed in solitary confinement at a local...
The KCK lawsuit was filed by three small law firms, David R. Smith, P.C., Kapke & Willerth, and Lawrence’s firm, Peiffer Wolf Carr & Kane, which is based in New Orleans. Volkswagen has admitted that 11 million of its diesel cars were equipped with software that...
Michael Baugh said he had just closed up his family's hair salon Friday night when two Louisiana State Police troopers approached his truck, looking for a man waving a gun. The troopers never did find a gun, but by the end of the confrontation, Baugh was...
County will no longer force workers to submit to urinalysis, reveal private medical history Honolulu – The American Civil Liberties Union of Hawai‘i Foundation and the law firm of Peiffer Wolf KCarr & Kane today announced settlement of a lawsuit against Hawai‘i County over its practice...
Frederick E. Monroe Jr Allegedly Orchestrated a $1.26 Million Ponzi Scheme, Soliciting Clients for Personal Checks that he Claimed Would Be Invested in Bonds for Their Retirement Frederick E. Monroe Jr, the senior vice president of a financial planning firm based in Stuyvesant Plaza, Capital Financial...
We are delighted to report a big win in the U.S. Court of Appeals for the Ninth Circuit for our clients Piping Rock Partners and Chris Germain. After our clients filed a defamation suit in the federal district court in San Francisco, the defendants filed...
As President of PIABA, the Public Investors Arbitration Bar Association, Joe Peiffer has led the fight for federal regulations that would require stockbrokers to place their retirement clients ahead of their own self-interests. That dream may become a reality soon. The Department of Labor has proposed...
Joe Peiffer was recently quoted in On Wall Street about shortfalls in FINRA’s BrokerCheck service. BrokerCheck does not disclose complete information about brokers. Joe, as president of the Public Investors Arbitration Bar Association (PIABA), drafted a letter to the SEC, along with Public Citizen and the...
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