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Who is Colin Seibert? Colin Seibert Investigation

William Colin Seibert (Colin Seibert) is the Managing Director and Branch Manager of Seibert Lewis Wealth Group in Houma, LA.  He is currently a registered broker with Raymond James since 2013. Prior to Raymond James, Colin Seibert had stints with Morgan Keegan, Wells Fargo Investments, Wells Fargo Brokerage Services, Pritchard Capital Partners, and Bank United Securities. According to FINRA’s BrokerCheck, he has been the subject of 3 customer disputes so far.

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Peiffer Wolf represents multiple Colin Seibert investors and is currently investigating claims against Colin Seibert of Seibert Lewis Wealth Management and Raymond James.

 

According to FINRA’s BrokerCheck website for Public Disclosures, Colin Seibert has been the subject of 3 disclosures. All 3 of his customer disputes were closed with no-action.

 

  • October 2008 – Customer Dispute. Allegations included “customer alleges misrepresentation of features of variable annuity.”
  • September 2008 – Customer Dispute. Allegations included “customer alleges broker placed his money in an investment that was unsuitable to his needs and requests at the time of purchase.”
  • November 2007 – Customer Dispute. Allegations included “unauthorized purchase of a bond mutual fund.”

 

To review Colin Seibert’s Brokercheck report, click here:

https://brokercheck.finra.org/individual/summary/2710335

*BrokerCheck is run by the Financial Industry Regulatory Authority, Inc. (FINRA)

Were You a Victim of Investment Fraud or Broker Misconduct?

 

If you believe you were a victim of investment fraud or broker misconduct, it is imperative to take action. Peiffer Wolf has represented thousands of victims, and we remain committed to fighting on behalf of investors.

 

Contact Peiffer Wolf today by filling out a Contact Form on our website or by calling 504-523-2434 to schedule a FREE Case Evaluation.

Colin Seibert or Seibert Lewis Client?

Financial advisors (brokers) have a legal obligation and regulatory obligation to recommend only suitable investments that are appropriate for their individual clients. Their broker-dealer (employing brokerage firm) has a legal obligation and regulatory obligation to supervise the financial advisor’s sales practices and dealings with clients. To the extent that any of these duties are breached, the customer may be entitled to a recovery of his or her investment losses.

 

Prior to Seibert Lewis Wealth Management and Raymond James, Colin Seibert was a registered broker with Morgan Keegan, Wells Fargo Investments, Wells Fargo Brokerage Services, Pritchard Capital Partners, and Bank United Securities.  FINRA maintains a database of investor complaints and disciplinary and employment history for registered representatives and publishes some of this information on its BrokerCheck website, www.brokercheck.finra.org.

FREE Consultation | 504-523-2434

If you believe you were a victim of investment fraud or broker misconduct, it is imperative to take action. Peiffer Wolf has represented thousands of victims, and we remain committed to fighting on behalf of investors.

 

Peiffer Wolf is currently investigating Colin Seibert’s practices, as well as the products he recommended to individual investors. Concerns about possible broker misconduct and investment fraud are serious, and we are committed to fighting on behalf of investors. Contact Us Today for a FREE Consultation.  504-523-2434

Get a FREE case Evaluation.

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Brokercheck®️ report

Information about this broker was obtained from FINRA’s BrokerCheck on July 23, 2020. You should always review the broker’s BrokerCheck report for updated information. If you believe some of the content on this page does not reflect the report, contact us.

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