DOL Unveils Final Fiduciary Rule for Retirement Accounts
The U.S. Department of Labor o...
25 April, 2024 No comment
Brooklynn Chandler Willy (Brooklynn Willy) has been a registered investment advisor with Texas Financial Advisory since 2020. Brooklyn Willy is the President and CEO of Texas Financial Advisory, which is located in San Antonio, Texas. She is also the owner of Queen B Advisors. Due to her unsuitable recommendations of alternative investments, Queen B Advisors is barred from discretionary trading and recommending alternative investments for 5 years.
Peiffer Wolf is currently investigating potential claims against Brooklynn Willy of Texas Financial Advisory and Queen B Advisors. According to the Texas State Securities Board, she allegedly recommended clients invest in alternative investments without performing due diligence for suitability of the investments. Willy earned $2.75 Million in commissions from selling alternative investments, and the Texas State Securities Board ordered her to pay back that $2.75 Million to her alternative investment clients.
If you are/were a client of Brooklynn Willy, Contact Us Today by calling 585-310-5140 or by filling out an online contact form for a FREE Consultation.
Brooklynn Willy Investigation
Investment advisors have a legal obligation and regulatory obligation to recommend only suitable investments that are appropriate for their individual clients. Their Investment Advisor firm has a legal obligation and regulatory obligation to supervise the investment advisor’s sales practices and dealings with clients. To the extent that any of these duties are breached, the customer may be entitled to a recovery of his or her investment losses.
Based on our experience, we believe that there are more investors who have been the victims of Brooklynn Willy’s alleged misconduct and investment fraud. If you invested with Brooklynn Willy of Texas Financial Advisory and Queen B Advisors, contact Peiffer Wolf immediately for a FREE Consultation. 585-310-5140.
Brooklynn Willy | Texas Financial Advisory
According to the SEC, Brooklynn Willy is the subject of 2 disclosures:
- October 2019: Employment Separation After Allegations
- July 2018: Judgment/ Lien
Prior to Texas Financial Advisory and Queen B Advisors, she was registered with TCFG Investment Advisors, LLC, J.W. Cole Advisors, Inc., and Global Financial Private Capital, LLC.
If you invested with Brooklynn Willy of Texas Financial Advisory, contact Peiffer Wolf immediately for a FREE Consultation.
To review Brooklynn Willy’s SEC Investment Adviser Public Disclosure, click here:
Get a FREE case Evaluation.
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Who Can You Trust for Retirement Advice? New Rules Strengthen Protections.
When you walk into a financial...
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Information about this broker was obtained from the SEC advisor info site on January 15, 2021. You should always review the SEC site directly for the most updated information. If you believe that information on this page is incorrect, please contact us.
FREE Consultation | 585-310-5140
Peiffer Wolf is currently investigating claims for anyone who has invested with Brooklynn Willy of Texas Financial Advisory and Queen B Advisors. If you or someone you know invested with her, Contact Us Today by calling 585-310-5140 or by filling out an online Contact Form for a FREE Consultation.
