fbpx
 

Author: prwlegal201

Dow Jones | The Wall Street Journal | Akane Otani and Karen Langley | March 11, 2020   Declines accelerated after the World Health Organization declared the new coronavirus a pandemic U.S. stocks dropped sharply Wednesday as investors anxious about the economic fallout from the coronavirus pandemic endured another...

Bear market | CNBC | Alicia Adamszyk | March 11, 2020 A bear market marks a 20% decline in stocks The Dow closed down over 1,400 points Wednesday, ending its historic bull market run and entering bear market territory as the coronavirus was officially named a pandemic by...

GPB | Investment News | Bruce Kelly | February 10, 2020 "In yet another troubling development for investors in GPB Capital Holdings’ private placements, the company told investors last month that it won’t be able to provide important tax documents, at least by April 15, to at least...

Investments | Law 360 | Joyce Hanson | February 7, 2020 "Law360 (February 6, 2020, 8:59 PM EST) -- A Native American tribe has sued an asset management firm in California federal court, saying it shirked its duty to buy securities that matched the tribe's investment...

Investor | Law 360 | Dean Seal | February 6, 2020   "Law360 (February 6, 2020, 6:55 PM EST) -- A New York federal judge has granted preliminary approval of a $15 million deal that would put money back into the pocket of a hospitality-focused real estate...

Broker | Financial Advisor | Alex Padalka | February 3, 2020 Finra barred Jim Heafner in July 2019 for failing to appear for testimony in a case related to allegations he was involved in outside business activities without getting his firm’s approval. In October, a Finra arbitration...

Fraud | Pennsylvania Real-Time News | Michael Rubinkam | January 30, 2020 A former Pennsylvania financial planner accused of falsifying his clients’ net worth to put them into high-risk investments was convicted of fraud Thursday in a case his attorney warned could have far-reaching implications for...