brokerwatch

 

Who Is Ashley Marie Bolson? Ashley Marie Bolson Investigation

Ashley Marie Bolson was a previously registered broker in Irving, Texas until 2014, and Independence, Iowa until 2019. She was most recently registered with CFD Investments, Inc. According to FINRA’s BrokerCheck, Ashley Bolson is the subject of 4 disclosures.

 

Peiffer Wolf is currently investigating claims against Ashley Bolson of CFD Investments for her alleged unsuitable investment recommendations. If you’ve invested with Ashley Bolson, Contact Us by calling 585-310-5140 or by filling out an online Contact Form for a FREE Consultation.

Ashley Bolson | CFD Investments, Inc.

 

According to FINRA’s BrokerCheck, Ashley Bolson  is the subject of 4 Disclosures, including:

 

  • June 2021 – Customer Dispute; Settled. Amount: $370,000.00. Allegations include “fraud and non-disclosure, negligent misrepresentation, breach of fiduciary duty, negligence, breach of contract, failure to supervise/respondeat superior, and violations of the IOwas Securities Act.”
  • October 2019 – Employment Separation After Allegations
  • June 2019- Customer Dispute; Settled. Amount: $32,600.00. Allegations include “misrepresentations and omissions of material information” and “unsuitable investment recommendations”.

 

Ashley Bolson  was  a registered broker with CFD Investments, Inc. from 2016 to 2019. Before that, she was registered with Oakbridge Financial Services, Cape Securities, Inc., Allied BEacon Partners, INc., and Workman Securities Corporation.

 

To review Ashley Bolson’’s Brokercheck report, click here: https://brokercheck.finra.org/individual/summary/5368684

*BrokerCheck is run by the Financial Industry Regulatory Authority, Inc. (FINRA)

Ashley Bolson or CFD Investments, Inc. Client?

 

Financial advisors (brokers) have a legal obligation and regulatory obligation to recommend only suitable investments that are appropriate for their clients. Their broker-dealer (employing brokerage firm) has a legal and regulatory obligation to supervise the financial advisor’s sales practices and dealings with clients. To the extent that any of these duties are breached, the customer may be entitled to a recovery of their investment losses.

 

Based on our experience, we believe that some investors may have been the victims of Ashley Bolson’s alleged broker misconduct and investment fraud. If you invested with Ashley Bolson of CFD Investments, Inc., contact Peiffer Wolf immediately for a FREE Consultation 585-310-5140.

FREE Consultation | 585-310-5140

If you believe you were a victim of investment fraud or broker misconduct, it is imperative to take action. Peiffer Wolf has represented thousands of victims, and we remain committed to fighting on behalf of investors.

 

Peiffer Wolf is currently investigating claims against Ashley Bolson. If you’ve invested with Ashley Bolson., Contact Us by calling

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Brokercheck®️ report

Information about this broker was obtained from FINRA’s BrokerCheck on November 08, 2022. You should always review the broker’s BrokerCheck report for updated information. If you believe some of the content on this page does not reflect the report, contact us.

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