Alex Reffett (Mark Alexander Reffett) is a broker registered with Arkadios Capital and an investment adviser registered with EPG Wealth Management. He is a Principal & Co-Founder of East Paces Group. According to FINRA’s BrokerCheck, Alex Reffett is the subject of 1 disclosure.
Peiffer Wolf is currently investigating claims against Mark Reffett of Arkadios Capital for his alleged recommendation of potentially alternative investments, including REITs and BDCs. If you’ve invested with Alex Reffett, Contact Us by calling 585-310-5140 or by filling out an online Contact Form for a FREE Consultation.
In May 2020, Alex Reffett settled a customer dispute in the amount of $125,000. According to FINRA’s Brokercheck, the allegations included the recommendation of unsuitable alternative investments.
Prior to Arkadios, Alex Reffett was registered with Triad Advisors, Inc. and Investacorp, Inc.
To review MarkAlexander Reffett’s Brokercheck report, click here:
*BrokerCheck is run by the Financial Industry Regulatory Authority, Inc. (FINRA)
Alex Reffett Client?
Financial advisors (brokers) have a legal obligation and regulatory obligation to recommend only suitable investments that are appropriate for their clients. Their broker-dealer (employing brokerage firm) has a legal and regulatory obligation to supervise the financial advisor’s sales practices and dealings with clients. To the extent that any of these duties are breached, the customer may be entitled to a recovery of their investment losses.
Based on our experience, we believe that some investors may have been the victims of Alex Reffett’s alleged broker misconduct and investment fraud. If you invested with Alex Reffett of Arkadios Capital, Contact Peiffer Wolf immediately for a FREE Consultation: 585-310-5140.
If you believe you were a victim of investment fraud or broker misconduct, it is imperative to take action. Peiffer Wolf has represented thousands of victims, and we remain committed to fighting on behalf of investors.
Peiffer Wolf is currently investigating claims against Alex Reffett of Arkadios Capital for his alleged recommendation of potentially alternative investments, including REITs and BDCs. If you’ve invested with Alex Reffett, Contact Us today by filling out a Contact Form or by calling 585-310-5140 to schedule a FREE Case Evaluation.
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