Peiffer Wolf Carr Kane & Conway is currently investigating claims against William Burks, a registered broker at Centaurus Financial in Flower Mound, TX.
According to FINRA’s BrokerCheck website for Public Disclosures, William Burks has been the subject of eight disclosures. Some of the more notable disclosures are as follows:
Since 2010, customer complaints disclosed against William Burks have included allegations of “unsuitable investments,” failure to disclose “features of liquidity and surrender charges,” “actions/transactions without their knowledge,” allegations that “signatures on certain documents are not theirs,” “undisclosed tax consequences, fees, and investment movements,” “misrepresentation,” and that Burks “breached his fiduciary duty.”
To review William Burks’ Brokercheck report, click here: https://brokercheck.finra.org/individual/summary/294499.
Financial advisors (brokers) have a legal obligation and regulatory obligation to recommend only suitable investments that are appropriate for their individual clients. Their broker-dealer (employing brokerage firm) has a legal obligation and regulatory obligation to supervise the financial advisor’s sales practices and dealings with clients. To the extent that any of these duties are breached, the customer may be entitled to a recovery of his or her investment losses.
Prior to Centaurus Financial, William Burks was a registered broker with PFS Investments. FINRA maintains a database of investor complaints and disciplinary and employment history for registered representatives and publishes some of this information on its BrokerCheck website, www.brokercheck.finra.org.
If you believe you were a victim of investment fraud or broker misconduct, it is imperative to take action. Peiffer Wolf has represented thousands of victims, and we remain committed to fighting on behalf of investors.
Peiffer Wolf is currently investigating William Burks’ practices, as well as the products he recommended to individual investors. Concerns about possible broker misconduct and investment fraud are serious, and we are committed to fighting on behalf of investors. Contact Us Today for a FREE Consultation. 585-310-5140
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