brokerwatch

Morgan Hill| Hill & Hill Financial, LLC

According to FINRA’s BrokerCheck, Morgan Hill is the subject of 3 Disclosures, including:

• • June 2022 – Customer Dispute; Pending. Amount Requested: $500,000.00. Allegations include “misrepresentation of recommended product and unsuitable investment.”
  • September 2022 – Customer Dispute; Pending. Amount Requested: $200,000. Allegations include recommendation of “unsuitable investment.”

• • September 2022- Customer Dispute; Pending. Amount Requested: $100,000. Allegations include recommendation of “unsuitable investment.”

Morgan Hill is a registered broker with Arete Wealth Management and Center Street Securities. He was previously registered with Brookstone Capital Management, LLC from 2009 to 2019, 1st Discount Brokerage, Inc. from 2002 to 2003, and USA Financial Securities Corporation from 2001 to 2002.

To review Morgan Darby Hill’s Brokercheck report, click here:
https://brokercheck.finra.org/individual/summary/4428819
*BrokerCheck is run by the Financial Industry Regulatory Authority, Inc. (FINRA)

Morgan Hill or Hill & Hill Investments, LLC Client?

Financial advisors (brokers) have a legal obligation and regulatory obligation to recommend only suitable investments that are appropriate for their clients. Their broker-dealer (employing brokerage firm) has a legal and regulatory obligation to supervise the financial advisor’s sales practices and dealings with clients. To the extent that any of these duties are breached, the customer may be entitled to a recovery of their investment losses.

Based on our experience, we believe that some investors may have been the victims of Morgan Hill’s alleged broker misconduct and investment fraud. If you invested with Morgan Hill or Hill & Hill Investments, contact Peiffer Wolf immediately for a FREE Consultation 585-310-5140.

FREE Consultation | 585-310-5140