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Who is Mike Haffling? Mike Haffling Investigation

Michael J. Haffling (Mike Haffling) is the Principal of Verus Capital Management, and he has been a registered broker with Kalos Capital since 2013. Prior to Kalos Capital, Mike Haffling was registered with Madison Avenue Securities. According to FINRA’s Broker Check, he has been the subject of 1 Customer Complaint so far. If you invested in GPB or other alternative investments, please contact us today.

andrew corbman lawsuit

Peiffer Wolf is currently investigating potential claims against Mike Haffling of Verus Capital Management for his recommendation of GPB Capital Holdings funds and potentially other alternative investments. GPB Investigation – Over the course of the year, multiple lawsuits have been filed and regulatory matters have been initiated alleging that GPB Capital Holdings has been engaged in wrongdoing. Most notably, former GPB Holdings operating partner, Patrick Dibre alleged that “losses occasioned by GPB were in fact caused by a very complicated and manipulative Ponzi scheme.”  The claim further alleges that “GPB paid its investors significant returns based upon falsified financial information.” If you invested in any GPB Capital Holdings Fund, contact Peiffer Wolf immediately.

 

According to FINRA’s BrokerCheck, Mike Haffling has been the subject of 1 customer dispute so far:

 

  • May, 2018 – Customer Dispute – Settled for $12,000. Allegation: “Recommendation of unsuitable investments.”

 

To review Mike Haffling’s BrokerCheck report, click here:

https://brokercheck.finra.org/individual/summary/5133150

*BrokerCheck is run by the Financial Industry Regulatory Authority, Inc. (FINRA)

Were You a Victim of Investment Fraud or Broker Misconduct?

 

If you believe you were a victim of investment fraud or broker misconduct, it is imperative to take action. Peiffer Wolf  has represented thousands of victims, and we remain committed to fighting on behalf of investors.

 

Contact Peiffer Wolf  today by filling out a Contact Form on our website or by calling 585-310-5140 to schedule a FREE Case Evaluation.

Get a FREE case Evaluation.

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Brokercheck®️ report

Information about this broker was obtained from FINRA’s BrokerCheck on April 7, 2020. You should always review the broker’s BrokerCheck report for updated information. If you believe some of the content on this page does not reflect the report, contact us.

Mike Haffling Client?

Financial advisors (brokers) have a legal obligation and regulatory obligation to recommend only suitable investments that are appropriate for their individual clients. Their broker-dealer (employing brokerage firm) has a legal obligation and regulatory obligation to supervise the financial advisor’s sales practices and dealings with clients. To the extent that any of these duties are breached, the customer may be entitled to a recovery of his or her investment losses.

 

Prior to Kalos Capital, Mike Haffling was registered with Madison Avenue Securities. FINRA maintains a database of investor complaints and disciplinary and employment history for registered representatives and publishes some of this information on its BrokerCheck website, www.brokercheck.finra.org.

FREE Consultation | 585-310-5140

If you believe you were a victim of investment fraud or broker misconduct, it is imperative to take action. Peiffer Wolf has represented thousands of victims, and we remain committed to fighting on behalf of investors.

 

Peiffer Wolf is currently investigating Mike Haffling’s practices, as well as the products he recommended to individual investors. Concerns about possible broker misconduct and investment fraud are serious, and we are committed to fighting on behalf of investors. Contact Us Today for a FREE Consultation.  585-310-5140

Victim of Investment Fraud or Broker Misconduct? We Fight for You.