brokerwatch

 

Who is Marcus McGlasson? Marcus McGlasson Investigation

Marcus McGlasson (Marcus Corey McGlasson) is a Financial Advisor at the Bank of Springfield. He has been a registered broker with LPL Financial, LLC since 2010. According to FINRA’s BrokerCheck, he has 1 disclosure. His current disclosure is a pending customer dispute about investments in Business Development Companies (BDCs).

andrew corbman lawsuit

Peiffer Wolf is currently investigating claims against Marcus McGlasson of LPL Financial, LLC. Based on our investigation and conversations with investors, we are concerned with his recommendations of Business Development Companies and REITs. Specifically, we have spoken to investors in FS Energy and Power and Sierra Income Fund

 

According to FINRA’s BrokerCheck website for Public Disclosures, Marcus McGlasson has been the subject of 1 disclosure. The disclosure is as follows:

 

  • May 2020: Customer Dispute. Status – Pending. Damages Requested $75,000. Claimant alleges he was “misled about the details of his investments” in “business development companies.”

 

To review Marcus McGlasson’s Brokercheck report, click here:

https://brokercheck.finra.org/individual/summary/5396146

*BrokerCheck is run by the Financial Industry Regulatory Authority, Inc. (FINRA)

Were You a Victim of Investment Fraud or Broker Misconduct?

 

If you believe you were a victim of investment fraud or broker misconduct, it is imperative to take action. Peiffer Wolf  has represented thousands of victims, and we remain committed to fighting on behalf of investors.

 

Contact Peiffer Wolf  today by filling out a Contact Form on our website or by calling 585-310-5140 to schedule a FREE Case Evaluation.

Marcus McGlasson Client?

Financial advisors (brokers) have a legal obligation and regulatory obligation to recommend only suitable investments that are appropriate for their individual clients. Their broker-dealer (employing brokerage firm) has a legal obligation and regulatory obligation to supervise the financial advisor’s sales practices and dealings with clients. To the extent that any of these duties are breached, the customer may be entitled to a recovery of his or her investment losses.

 

Prior to LPL Financial LLC, Marcus McGlasson had been a registered broker with Raymond James Financial Services Advisors, Inc. FINRA maintains a database of investor complaints and disciplinary and employment history for registered representatives and publishes some of this information on its BrokerCheck website, www.brokercheck.finra.org.

FREE Consultation | 585-310-5140

If you believe you were a victim of investment fraud or broker misconduct, it is imperative to take action. Peiffer Wolf has represented thousands of victims, and we remain committed to fighting on behalf of investors.

 

Peiffer Wolf is currently investigating Marcus McGlasson’s practices, as well as the products he recommended to individual investors. Concerns about possible broker misconduct and investment fraud are serious, and we are committed to fighting on behalf of investors. Contact Us Today for a FREE Consultation.  585-310-5140

Get a FREE case Evaluation.

"*" indicates required fields

Name*
Hidden
Hidden
Hidden
Hidden
Hidden
Hidden
Hidden
This field is for validation purposes and should be left unchanged.

Bad Brokers in the news

Brokercheck®️ report

Information about this broker was obtained from FINRA’s BrokerCheck on August 14, 2020. You should always review the broker’s BrokerCheck report for updated information. If you believe some of the content on this page does not reflect the report, contact us.

Victim of Investment Fraud or Broker Misconduct? We Fight for You.

Call Us Now