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Who is Les Barber? Les Barber Investigation

Les Barber (Les Leroy Barber Jr.) is a partner and co-founder of Integrated Financial Group. He has been a registered broker and investment adviser with Royal Alliance Associates since 2013. According to FINRA’s BrokerCheck website for Public Disclosures, he has been the subject of 4 disclosure events so far.

 

Peiffer Wolf is currently investigating claims against Les Barber of Integrated Financial Group for his recommendation of GPB Capital Holdings funds and potentially other alternative investments.

 

If you are/were a client of Les Barber, Contact Us Today by calling 585-310-5140 or by filling out an online contact form for a FREE Consultation.

andrew corbman lawsuit

Les Barber | Integrated Financial Group and Royal Alliance Associates

According to FINRA’s BrokerCheck, Les Barber has been the subject of 4 disclosures. Some of the most notable ones are:

 

  • December 2020. Customer Dispute – Status: Pending. Damages Amount Requested: $237,000.00. Allegations: “Claimant alleges private placement recommendations were not suitable.”
  • November 2015. Customer Dispute – Status: Settled. Settlement Amount: $172,500.00. Allegations: “[client alleges] all of his retirement savings were put into highly risky and illiquid investments.”
  • February 13.  Employment Separation after allegations. Termination Type: Discharged. Allegations: “[…] violations of firm policy regarding communications with the public including a violation of firm policy related to client communications involving the solicitation of private placements.”

 

Prior to Royal Alliance Associates, Les Barber was registered with Lincoln Finacial Advisors and The Lincoln National Life Insurance Company.

 

If you are a client of Les Barber and your investment portfolio consists of GBP and/or alternative investments, Contact Us Today.

 

To review Les Barber’s Brokercheck report, click here:

https://brokercheck.finra.org/individual/summary/1256348

*BrokerCheck is run by the Financial Industry Regulatory Authority, Inc. (FINRA)

Were You a Victim of Investment Fraud or Broker Misconduct?

 

If you believe you were a victim of investment fraud or broker misconduct, it is imperative to take action. Peiffer Wolf  has represented thousands of victims, and we remain committed to fighting on behalf of investors.

 

Contact Peiffer Wolf  today by filling out a Contact Form on our website or by calling 585-310-5140 to schedule a FREE Case Evaluation.

Les Barber and the GPB Lawsuit

Multiple lawsuits have been filed and multiple regulatory matters have been initiated, alleging that GPB Capital Holdings has been engaged in wrongdoing.  A former GPB Holdings partner alleged that “GPB paid its investors significant returns based upon falsified financial information”.

 

Our investigation into the various GPB private placement funds includes, but is not limited to: GPB Automotive Portfolio LP, GPB Cold Storage LP, GPB Eurobond Finance PLC, GPB Holdings II LP, GPB Holdings III LP, GPB Holdings Qualified LP, GPB Holdings LP, GPB NYC Development LP, GPB Scientific LLC, GPB Waste Management LP, GPB Waste Management Fund LP, and many more.

 

Financial advisors (brokers) have a legal obligation and regulatory obligation to recommend only suitable investments that are appropriate for their individual clients. Their broker-dealer (employing brokerage firm) has a legal obligation and regulatory obligation to supervise the financial advisor’s sales practices and dealings with clients. To the extent that any of these duties are breached, the customer may be entitled to a recovery of his or her investment losses.

FREE Consultation | 585-310-5140

If you believe you were a victim of investment fraud or broker misconduct, it is imperative to take action. Peiffer Wolf has represented thousands of victims, and we remain committed to fighting on behalf of investors.

 

Peiffer Wolf is currently investigating Les Barber’s practices, as well as the products he recommended to individual investors. Concerns about possible broker misconduct and investment fraud are serious, and we are committed to fighting on behalf of investors. Contact Us Today for a FREE Consultation.  585-310-5140

Get a FREE case Evaluation.

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    Brokercheck®️ report

    Information about this broker was obtained from FINRA’s BrokerCheck on February 10, 2020. You should always review the broker’s BrokerCheck report for updated information. If you believe some of the content on this page does not reflect the report, contact us.

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