fbpx
 

Who is Kristian Finrock? | GPB Capital Lawsuit

Kristian Finrock is the founder of Retirement Income Strategies. He is a registered broker with Kalos Capital since 2012. According to FINRA’s Broker Check, Kristian Finrock is been the subject of 1 disclosure.

 

Peiffer Wolf is currently investigating claims against Kristian Finrock of Retirement Income Strategies and Kalos Capital for his recommendation of GPB Capital Holdings funds and potentially other alternative investments.

 

If you are/were a client of Kristian Finrock, Contact Us Today by calling 888-390-6491 or by filling out an online contact form for a FREE Consultation.

Kristian Finrock | Retirement Income Strategies and Kalos Capital

 

According to FINRA’s BrokerCheck, Kristian Finrock is the subject of 1 disclosure:

 

  • January, 2020. Customer Dispute – Pending. Allegations: Unsuitable investments.

 

Prior to Kalos Capital, Kristian Finrock was registered with Metlife Securities.

 

If you invested with Kristian Finrock of Kalos Capital, contact Peiffer Wolf and Meyer Wilson immediately for a FREE Consultation.

 

To review Kristian Finrock‘s BrokerCheck report, click here:

https://brokercheck.finra.org/individual/summary/5421676

*BrokerCheck is run by the Financial Industry Regulatory Authority, Inc. (FINRA)

Kristian Finrock and the GPB Lawsuit

Multiple lawsuits have been filed and multiple regulatory matters have been initiated, alleging that GPB Capital Holdings has been engaged in wrongdoing.  A former GPB Holdings partner alleged that “GPB paid its investors significant returns based upon falsified financial information”.

 

Our investigation into the various GPB private placement funds includes, but is not limited to: GPB Automotive Portfolio LP, GPB Cold Storage LP, GPB Eurobond Finance PLC, GPB Holdings II LP, GPB Holdings III LP, GPB Holdings Qualified LP, GPB Holdings LP, GPB NYC Development LP, GPB Scientific LLC, GPB Waste Management LP, GPB Waste Management Fund LP, and many more.

Financial advisors (brokers) have a legal obligation and regulatory obligation to recommend only suitable investments that are appropriate for their individual clients. Their broker-dealer (employing brokerage firm) has a legal obligation and regulatory obligation to supervise the financial advisor’s sales practices and dealings with clients. To the extent that any of these duties are breached, the customer may be entitled to a recovery of his or her investment losses.

 

Based on our experience, we believe that there are more investors who have been the victims of Kristian Finrock’s alleged broker misconduct and investment fraud. If you invested with Kristian Finrock of Retirement Income Strategies and Kalos Capital, you should  contact Peiffer Wolf and Meyer Wilson immediately for a FREE Consultation.

 

Learn more about the GPB Investor Lawsuit here: https://gpblawyer.com/gpb-investor-lawsuit/

 

Peiffer Wolf and Meyer Wilson are currently investigating Kristian Finrock’s practices, as well as the products he recommended to individual investors. Concerns about possible broker misconduct and investment fraud are serious, and we are committed to fighting on behalf of investors. Contact Us Today for a FREE Consultation888-390-6491.

Get a FREE case Evaluation.

    GPB Brokers in the news

    Brokercheck®️ report: Kristian Finrock

    Information about this broker was obtained from FINRA’s BrokerCheck on November 20, 2019. You should always review the BrokerCheck report directly for the most updated information. If you believe that information on this page is incorrect, please contact us.

    GPB Lawsuit | FREE Consultation | 888-390-6491

     

    Peiffer Wolf and Meyer Wilson are currently investigating claims for anyone who has invested in any GPB Capital fund. If you or someone you know invested in any GPB Capital fund, Contact Us Today by calling 888-390-6491 or by filling out an online Contact Form for a FREE Consultation.

    If you invested in any GPB Capital Fund, Contact us Today for a FREE Case Evaluation.