Who Is James Gordon Kirschner? | James Gordon Kirschner Lawsuit
Charles Jonathan Evan was a broker until he was barred in January 2020. Until then, he was registered with MML Investor Services. According to FINRA’s BrokerCheck, Charles Evan is the subject of 14 disclosures.
Peiffer Wolf is currently investigating claims against Charles Evan of MML Investors Services for his recommendation of alternative investments. If you’ve invested with Charles Evan, Contact Us by calling 585-310-5140 or by filling out an online Contact Form for a FREE Consultation.
James Gordon Kirschner | Cetera Advisors
According to FINRA’s BrokerCheck website for Public Disclosures, James Kirschner has been the subject of 12 disclosures, all of which are Financial. According to BrokerCheck, as of 11/4/2022, all disclosures have reached a compromise, except for the disclosure filed in April 2018, which is still pending:
April 2018 – Financial – Pending
Broker Comment: “I quit Ameriprise Financial (sic) on 2/2/2017. There was a $217,000 balance owed on Loan Bonuses that they are recouping.”
To review James Kirschner’s Brokercheck report, click here:
https://brokercheck.finra.org/individual/summary/1445822
*BrokerCheck is run by the Financial Industry Regulatory Authority, Inc. (FINRA)
Charles Evan Client?
Financial advisors (brokers) have a legal obligation and regulatory obligation to recommend only suitable investments that are appropriate for their clients. Their broker-dealer (employing brokerage firm) has a legal and regulatory obligation to supervise the financial advisor’s sales practices and dealings with clients. To the extent that any of these duties are breached, the customer may be entitled to a recovery of their investment losses.
Based on our experience, we believe that some investors may have been the victims of Charles Evan’s alleged broker misconduct and investment fraud. If you invested with Charles Evan of MML Investors Services, contact Peiffer Wolf immediately for a FREE Consultation 585-310-5140.
FREE Consultation | 585-310-5140
If you believe you were a victim of investment fraud or broker misconduct, it is imperative to take action. Peiffer Wolf has represented thousands of victims, and we remain committed to fighting on behalf of investors.
Peiffer Wolf is currently investigating claims against Charles Evan of MML Investors Services for his recommendation of alternative investments. If you’ve invested with Charles Evan, Contact Us today by filling out a Contact Form or by calling 585-310-5140 to schedule a FREE Case Evaluation.
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Brokercheck®️ report James Gordon Kirschner
