Peiffer Wolf is currently investigating claims against James Gordon Kirschner, a previously registered broker and investment advisor with Cetera Advisors in the Wellington, Florida Branch. If you’ve invested with James Gordon Kirschner, Contact Us by calling 585-310-5140 or by filling out an online Contact Form for a FREE Consultation.
According to FINRA’s BrokerCheck website for Public Disclosures, James Kirschner has been the subject of 12 disclosures, all of which are Financial. According to BrokerCheck, as of 11/4/2022, all disclosures have reached a compromise, except for the disclosure filed in April 2018, which is still pending:
April 2018 – Financial – Pending
Broker Comment: “I quit Ameriprise Financial (sic) on 2/2/2017. There was a $217,000 balance owed on Loan Bonuses that they are recouping.”
To review James Kirschner’s Brokercheck report, click here:
*BrokerCheck is run by the Financial Industry Regulatory Authority, Inc. (FINRA)
Financial advisors (brokers) have a legal obligation and regulatory obligation to recommend only suitable investments that are appropriate for their individual clients. Their broker-dealer (employing brokerage firm) has a legal obligation and regulatory obligation to supervise the financial advisor’s sales practices and dealings with clients. To the extent that any of these duties are breached, the customer may be entitled to a recovery of his or her investment losses.
James Kirschner has worked at multiple firms over the years including Bateman Eichler, Hill Richards Inc, Dean Witter Reynolds Inc, Great Western Financial Securities Corp, Glenfed Brokerage Services, Financial Network Investment Corporation, and LPL Financial Corporation, Ameriprise Financial Services Inc, and Cetera Advisors LLC. FINRA maintains a database of investor complaints and disciplinary and employment history for registered representatives and publishes some of this information on its BrokerCheck website, www.brokercheck.finra.org.
If you believe you were a victim of investment fraud or broker misconduct, it is imperative to take action. Peiffer Wolf has represented thousands of victims, and we remain committed to fighting on behalf of investors.
Peiffer Wolf is currently investigating claims against James Gordon Kirschner of Cetera Advisors for his recommendation of alternative investments and annuities. If you’ve invested with James Gordon Kirschner, Contact Us by calling 585-310-5140 or by filling out an online Contact Form for a FREE Consultation.
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