Peiffer Wolf is currently investigating claims against David Karandos of Dinosaur Financial Group for his recommendation of alternative investments. If you’ve invested with David Karandos, Contact Us by calling 585-310-5140 or by filling out an online Contact Form for a FREE Consultation.
According to FINRA’s BrokerCheck, David Karandos was barred from FINRA after he “refused to appear for on-the-record testimony requested by FINRA.” He is the subject of 13 Disclosures, including:
Prior to Dinosaur Financial Group, David Karandos was registered with Morgan Stanley Smith Barney, Morgan Stanley & Co., UBS Financial Services, Merrill Lynch Pierce Fenner & Smith, and Mimlic Sales Corporation.
To review David Karandos’s Brokercheck report, click here:
*BrokerCheck is run by the Financial Industry Regulatory Authority, Inc. (FINRA)
Financial advisors (brokers) have a legal obligation and regulatory obligation to recommend only suitable investments that are appropriate for their clients. Their broker-dealer (employing brokerage firm) has a legal and regulatory obligation to supervise the financial advisor’s sales practices and dealings with clients. To the extent that any of these duties are breached, the customer may be entitled to a recovery of their investment losses.
Based on our experience, we believe that some investors may have been the victims of David Karandos’s alleged broker misconduct and investment fraud. If you invested with David Karandos of Dinosaur Financial Group, Contact Peiffer Wolf immediately for a FREE Consultation: 585-310-5140.
If you believe you were a victim of investment fraud or broker misconduct, it is imperative to take action. Peiffer Wolf has represented thousands of victims, and we remain committed to fighting on behalf of investors.
Peiffer Wolf is currently investigating claims against David Karandos of Dinosaur Financial Group for his recommendation of alternative investments. If you’ve invested with David Karandos, Contact Us today by filling out a Contact Form or by calling 585-310-5140 to schedule a FREE Case Evaluation.
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