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Michelle Elise Anthony is a broker registered with Centaurus Financial. She is the President, Managing Partner and Financial Advisor at Modern Wealth Management, in Tucson, AZ. According to FINRA’s BrokerCheck, Michelle Anthony is the subject of 5 disclosures.
Peiffer Wolf is currently investigating claims against Michelle Anthony of Centaurus for her recommendation of illiquid investments and annuities. If you’ve invested with Michelle Anthony, Contact Us by calling 585-310-5140 or by filling out an online Contact Form for a FREE Consultation.
Michelle Anthony | Modern Wealth Management & Centaurus Financial, Inc.
According to FINRA’s BrokerCheck, Michelle Anthony is the subject of 5 Disclosures. While the most recent one is still pending and has a damage amount requested of $100,000 for the recommendation of illiquid investments, Michelle has settled a different customer dispute for $132,000 back in 2014. A few months later, she was permitted to resign from Wells Fargo after concerns were raised relating to an inaccurate document that was provided to a third party.
FINRA’s BrokerCheck most notable disclosures include:
- May 2022 – Customer Dispute; Pending. Allegations include the recommendation of illiquid investments.
- August 2014 – Employment Separation After Allegations. Ms. Anthony was permitted to resign from Wells Fargo Advisors, LLC after concerns were raised relating to an inaccurate document that was provided to a third party.
- January 2014 – Customer Dispute; Settled. Amount: $132,500. Allegations include that Ms. Anthony directed an elderly client to surrender her annuity contract without fully explaining the tax consequences of doing so.
Prior to Centaurus Financial, Michelle Anthony was registered with Wells Fargo Advisors, Chase Investment Services Corp., and Morgan Stanley DW.
To review Michelle Anthony’s Brokercheck report, click here:
https://brokercheck.finra.org/individual/summary/4512228
*BrokerCheck is run by the Financial Industry Regulatory Authority, Inc. (FINRA)
Michelle Anthony Client?
Financial advisors (brokers) have a legal obligation and regulatory obligation to recommend only suitable investments that are appropriate for their clients. Their broker-dealer (employing brokerage firm) has a legal and regulatory obligation to supervise the financial advisor’s sales practices and dealings with clients. To the extent that any of these duties are breached, the customer may be entitled to a recovery of of their investment losses.
Based on our experience, we believe that some investors may have been the victims of Michelle Anthony’s alleged broker misconduct and investment fraud. If you invested with Michelle Anthony of Centaurus Financial, Contact Peiffer Wolf immediately for a FREE Consultation: 585-310-5140.
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Brokercheck®️ report
Information about this broker was obtained from FINRA’s BrokerCheck on November 10, 2022. You should always review the broker’s BrokerCheck report for updated information. If you believe some of the content on this page does not reflect the report, contact us.
FREE Consultation | 585-310-5140
If you believe you were a victim of investment fraud or broker misconduct, it is imperative to take action. Peiffer Wolf has represented thousands of victims, and we remain committed to fighting on behalf of investors.
Peiffer Wolf is currently investigating claims against Michelle Anthony of Centaurus Financial, Inc. for her recommendation of illiquid investments and annuities. If you’ve invested with Michelle Anthony, Contact Us today by filling out a Contact Form or by calling 585-310-5140 to schedule a FREE Case Evaluation.
