Investors Seek To Shut Down CrowdStreet After Nightingale Fiasco
A group of investors who lost ...
05 February, 2024 No comment
Todd Ray Anderson is a Tucson, AZ broker. Anderson has been registered with Benchmark Investments since 2019 and was previously registered at Cetera Advisors from 2014 to 2019. He is the Managing Partner at Anderson Financial Group. Anderson has 8 BrokerCheck Disclosures, including Customer Disputes and Employment Separations.
Peiffer Wolf is currently investigating claims against Todd Anderson, currently a registered broker at Benchmark Investments. He was previously registered with Cetera Advisors from 2014 to 2019.
According to FINRA’s BrokerCheck website for Public Disclosures, Todd Anderson has been the subject of 8 disclosures, including:
September 2019 – Employment Separation After Allegations. Discharged by Cetera Advisors. Allegations: “1) failure to follow the Firm’s written instruction that he obtain pre-approval for all mutual fund purchases; 2) failure to follow the Firm’s procedure requiring pre-approval of outside business activities; and 3) a customer allegation that the representative executed an unauthorized trade.”
January 2018 – Judgment/Lien: Tax. Amount: $110,232.26.
February and June 2017 – 3 Judgments/Liens: Taxes. Total Amount: $1,227,036.51.
May 2009 – Costumer Dispute. Status: Settled. Allegations: “Representative misrepresented the features of a variable annuity riders.” Settlement Amount: $408,704.00
To review Todd Ray Anderson’s Brokercheck report, click here:
Were You a Victim of Investment Fraud or Broker Misconduct?
If you believe you were a victim of investment fraud or broker misconduct, it is imperative to take action. Peiffer Wolf has represented thousands of victims, and we remain committed to fighting on behalf of investors.
Contact Peiffer Wolf today by filling out a Contact Form on our website or by calling 585-310-5140 to schedule a FREE Case Evaluation.
Get a FREE case Evaluation.
"*" indicates required fields
Bad Brokers in the news
-
-
DOL Unveils New Fiduciary Rule As Biden Warns Advisors ‘We’re Watching’
Some financial advisors did no...
02 November, 2023 No comment
Brokercheck®️ report
Information about this broker was obtained from FINRA’s BrokerCheck on February 24, 2020. You should always review the broker’s BrokerCheck report for updated information. If you believe some of the content on this page does not reflect the report, contact us.
Todd Ray Anderson Client?
Financial advisors (brokers) have a legal obligation and regulatory obligation to recommend only suitable investments that are appropriate for their individual clients. Their broker-dealer (employing brokerage firm) has a legal obligation and regulatory obligation to supervise the financial advisor’s sales practices and dealings with clients. To the extent that any of these duties are breached, the customer may be entitled to a recovery of his or her investment losses.
Todd Ray Anderson has worked at multiple firms over the years, including Benchmark Investments, Cetera Advisors, Geneos Wealth Management, Hornor, Townsend & Kent, NYLife Securities, Metlife Securities, and Metropolitan Life Insurance Company. FINRA maintains a database of investor complaints and disciplinary and employment history for registered representatives and publishes some of this information on its BrokerCheck website, www.brokercheck.finra.org.
FREE Consultation | 585-310-5140
If you believe you were a victim of investment fraud or broker misconduct, it is imperative to take action. Peiffer Wolf has represented thousands of victims, and we remain committed to fighting on behalf of investors.
Peiffer Wolf is currently investigating Todd Ray Anderson’s practices, as well as the products he recommended to individual investors. Concerns about possible broker misconduct and investment fraud are serious, and we are committed to fighting on behalf of investors. Contact Us Today for a FREE Consultation. 585-310-5140
