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Joe Peiffer in Wall Street Journal on Arbitration Awards against Stockbrokers not Getting Paid

Joe Peiffer in Wall Street Journal on Arbitration Awards against Stockbrokers not Getting Paid

“More than $34 million of arbitration awards made to investors in 2014 remain unpaid, according to new data from the Financial Industry Regulatory Authority, which regulates the nation’s nearly 650,000 stockbrokers. That is equal to 15% of the total awards granted that year”… Read full article in WSJ