brokerwatch

 

Who is Christopher Ortiz? | GPB Capital Lawsuit

Christopher Ortiz is a registered broker with National Securities Corporation and an Investment Adviser registered with National Asset Management. According to FINRA’s Broker Check, he was previously registered with three different firms expelled by FINRA. National Securities Corporation itself has been the subject of 79 disclosures: 62 regulatory events, 2 civil events and 15 arbitrations.

 

Peiffer Wolf and Meyer Wilson are currently investigating claims against Christopher Ortiz of National Securities Corporation for his recommendation of GPB Capital Holdings funds and potentially other alternative investments.

 

If you are/were a client of Christopher Ortiz, Contact Us Today by calling 888-390-6491 or by filling out an online contact form for a FREE Consultation.

Christopher Ortiz | National Securities Corporation

 

Peiffer Wolf and Meyer Wilson are currently investigating claims against Christopher Ortiz for his recommendation of GPB Capital Holdings funds. If you invested with Christopher Ortiz of National Securities Corporation, contact Peiffer Wolf and Meyer Wilson immediately for a FREE Consultation.

 

Prior to National Securities Corporation, Christopher Ortiz was a registered broker with Continental Broker-Dealer Corp. (expelled by FINRA), Global Capital Securities, Seaboard Securities (expelled by FINRA), VTR Capital (expelled by FIBRA), and The J.B. Sutton Group.

 

To review National Securities Corporation‘s BrokerCheck report, click here:

https://brokercheck.finra.org/firm/summary/7569

*BrokerCheck is run by the Financial Industry Regulatory Authority, Inc. (FINRA)

 

To review Christopher Ortiz‘s BrokerCheck report, click here:

https://brokercheck.finra.org/individual/summary/2858626

*BrokerCheck is run by the Financial Industry Regulatory Authority, Inc. (FINRA)

Christopher Ortiz and the GPB Lawsuit

Multiple lawsuits have been filed and multiple regulatory matters have been initiated, alleging that GPB Capital Holdings has been engaged in wrongdoing.  A former GPB Holdings partner alleged that “GPB paid its investors significant returns based upon falsified financial information”.

 

Our investigation into the various GPB private placement funds includes, but is not limited to: GPB Automotive Portfolio LP, GPB Cold Storage LP, GPB Eurobond Finance PLC, GPB Holdings II LP, GPB Holdings III LP, GPB Holdings Qualified LP, GPB Holdings LP, GPB NYC Development LP, GPB Scientific LLC, GPB Waste Management LP, GPB Waste Management Fund LP, and many more.

Financial advisors (brokers) have a legal obligation and regulatory obligation to recommend only suitable investments that are appropriate for their individual clients. Their broker-dealer (employing brokerage firm) has a legal obligation and regulatory obligation to supervise the financial advisor’s sales practices and dealings with clients. To the extent that any of these duties are breached, the customer may be entitled to a recovery of his or her investment losses.

 

Based on our experience, we believe that there are more investors who have been the victims of Christopher Ortiz’s alleged broker misconduct and investment fraud. If you invested with Christopher Ortiz of National Securities Corporation, you should  contact Peiffer Wolf and Meyer Wilson immediately for a FREE Consultation.

 

Learn more about the GPB Investor Lawsuit here: https://gpblawyer.com/gpb-investor-lawsuit/

 

Peiffer Wolf and Meyer Wilson are currently investigating Chridstopher Ortiz’s practices, as well as the products he recommended to individual investors. Concerns about possible broker misconduct and investment fraud are serious, and we are committed to fighting on behalf of investors. Contact Us Today for a FREE Consultation888-390-6491.

Get a FREE case Evaluation.

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Brokercheck®️ report: Christopher Ortiz

Information about this broker was obtained from FINRA’s BrokerCheck on March 11, 2022. You should always review the broker’s BrokerCheck report for updated information. If you believe some of the content on this page does not reflect the report, contact us.

GPB Lawsuit | FREE Consultation | 888-390-6491

 

Peiffer Wolf and Meyer Wilson are currently investigating claims for anyone who has invested in any GPB Capital fund. If you or someone you know invested in any GPB Capital fund, Contact Us Today by calling 888-390-6491 or by filling out an online Contact Form for a FREE Consultation.

If you invested in any GPB Capital Fund, Contact us Today for a FREE Case Evaluation.

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