Brian Zimmerman (Brian James Zimmerman) is the owner of Zimmerman Private Wealth Management in San Diego, California. He is a registered broker and financial advisor with Independent Financial Group, Inc. Zimmerman currently has 5 disclosures on his BrokerCheck report with an array of allegations including, “Negligence, Breach of Fiduciary Duty, Violation of Fair Dealing with the Public, Failure to Supervise, Misrepresentations, Fraud, and Churning.”
Peiffer Wolf is currently investigating Brian Zimmerman of Zimmerman Private Wealth Management and Independent Financial Group.
According to FINRA’s BrokerCheck website for Public Disclosures, Brian Zimmerman is the subject of 5 disclosures.
To review Brian Zimmerman’s Brokercheck report, click here:
If you believe you were a victim of investment fraud or broker misconduct, it is imperative to take action. Peiffer Wolf Carr Kane & Conway has represented thousands of victims, and we remain committed to fighting on behalf of investors.
Financial advisors (brokers) have a legal obligation and regulatory obligation to recommend only suitable investments that are appropriate for their individual clients. Their broker-dealer (employing brokerage firm) has a legal obligation and regulatory obligation to supervise the financial advisor’s sales practices and dealings with clients. To the extent that any of these duties are breached, the customer may be entitled to a recovery of his or her investment losses.
Prior to Independent Financial Group, Inc. Brian Zimmerman was a registered broker with Liberty Partners Financial Services, LLC, Andrew Garrett, Inc., and Shamrock Partners, LTD. FINRA maintains a database of investor complaints and disciplinary and employment history for registered representatives and publishes some of this information on its BrokerCheck website, www.brokercheck.finra.org.
If you believe you were a victim of investment fraud or broker misconduct, it is imperative to take action. Peiffer Wolf has represented thousands of victims, and we remain committed to fighting on behalf of investors.
Peiffer Wolf is currently investigating Brian Zimmerman’s practices, as well as the products he recommended to individual investors. Concerns about possible broker misconduct and investment fraud are serious, and we are committed to fighting on behalf of investors. Contact Us Today for a FREE Consultation. 585-310-5140
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