brokerwatch

 

Who is Amber Kelly? | Global Wealth Management Investigation

Amber Marion Kelly has been a registered broker with Madison Avenue Securities since 2017, and an investment adviser registered with Global Wealth Management since 2017. Kelly is the Director of Global Wealth Women for Global Wealth Management, which has many office locations in Florida.

 

Peiffer Wolf is currently investigating potential claims against Amber Kelly of Global Wealth Management.

 

If you are/were a client of Amber Kelly, Contact Us Today by calling 585-310-5140 or by filling out an online contact form for a FREE Consultation.

Amber Kelly | Global Wealth Management

 

According to FINRA’s BrokerCheck, Amber Kelly is the subject of 1 disclosure:

 

  • February 2013: Financial. Type: Compromise.

 

Prior to Madison Avenue Securities, Kelly was registered with Global Financial Private Capital, LLC.

 

If you invested with Amber Kelly of Global Wealth Management and Madison Avenue Securities, contact Peiffer Wolf immediately for a FREE Consultation.

 

To review Kelly’s BrokerCheck report, click here:

https://brokercheck.finra.org/individual/summary/6340043

*BrokerCheck is run by the Financial Industry Regulatory Authority, Inc. (FINRA)

Amber Kelly Investigation

Financial advisors (brokers) have a legal obligation and regulatory obligation to recommend only suitable investments that are appropriate for their individual clients. Their broker-dealer (employing brokerage firm) has a legal obligation and regulatory obligation to supervise the financial advisor’s sales practices and dealings with clients. To the extent that any of these duties are breached, the customer may be entitled to a recovery of his or her investment losses.

 

Based on our experience, we believe that there are more investors who have been the victims of Amber Kelly’s alleged broker misconduct and investment fraud. If you invested with Global Wealth Management, contact Peiffer Wolf immediately for a FREE Consultation. 585-310-5140.

Get a FREE case Evaluation.

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Brokercheck®️ report: Amber Kelly

Information about this broker was obtained from FINRA’s BrokerCheck on November 2, 2020. You should always review the BrokerCheck report directly for the most updated information. If you believe that information on this page is incorrect, please contact us.

FREE Consultation | 585-310-5140

 

Peiffer Wolf is currently investigating claims for anyone who has invested with Amber Kelly of Global Wealth Management. If you or someone you know invested with Kelly, Contact Us Today by calling 585-310-5140 or by filling out an online Contact Form for a FREE Consultation.

If you invested with Amber Kelly, Contact us Today for a FREE Case Evaluation.

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