Sam Clark Investigation

Who is Sam Clark? Sam Clark Investigation

Sam Clark (Samuel Cabot Clark) is a partner and co-founder of Integrated Financial Group. He has been a registered broker and investment adviser with Royal Alliance Associates since 2013. According to FINRA’s BrokerCheck website for Public Disclosures, Sam Clark has been the subject of 5 disclosure events.

Peiffer Wolf is currently investigating claims against Sam Clark of Integrated Financial Group for his recommendation of GPB Capital Holdings funds and potentially other alternative investments.

If you are/were a client of Sam Clark, Contact Us Today by calling 585-310-5140 or by filling out an online contact form for a FREE Consultation.

Sam Clark | Integrated Financial Group and Royal Alliance Associates

According to FINRA’s BrokerCheck, Sam Clark has been the subject of 5 disclosures. Some of the most notable ones are:

2 Customer Disputes. Status: Settled. Total Amount: $1,600,000.00. Allegations include: “Claimants […] allege they were not told of the risks associated with this type of investment” and “the clients allege [….] the representative solicited and induced them to investing in limited partnerships by misrepresenting that the investments were secure and would provide high returns and failed to disclose material facts.”
1 Employment Separation after allegations. Termination Type: Discharged. Allegations: “[…] violations of firm policy regarding communications with the public including a violation of firm policy related to client communications involving the solicitation of private placements.”

Prior to Royal Alliance Associates, Sam Clark was registered with Lincoln Finacial Advisors, The Lincoln National Life Insurance Company, Signator Investors, John Hancock Mutual Life Insurance Company, and Fidelity Brokerage Services.

If you are a client of Sam Clark and your investment portfolio consists of GBP and/or alternative investments, Contact Us Today.

To review Sam Clark’s Brokercheck report, click here:

https://brokercheck.finra.org/individual/summary/2205783

*BrokerCheck is run by the Financial Industry Regulatory Authority, Inc. (FINRA)

Were You a Victim of Investment Fraud or Broker Misconduct?

If you believe you were a victim of investment fraud or broker misconduct, it is imperative to take action. Peiffer Wolf has represented thousands of victims, and we remain committed to fighting on behalf of investors.

Contact Peiffer Wolf today by filling out a Contact Form on our website or by calling 585-310-5140 to schedule a FREE Case Evaluation.

Sam Clark and the GPB Lawsuit

Multiple lawsuits have been filed and multiple regulatory matters have been initiated, alleging that GPB Capital Holdings has been engaged in wrongdoing. A former GPB Holdings partner alleged that “GPB paid its investors significant returns based upon falsified financial information”.

Our investigation into the various GPB private placement funds includes, but is not limited to: GPB Automotive Portfolio LP, GPB Cold Storage LP, GPB Eurobond Finance PLC, GPB Holdings II LP, GPB Holdings III LP, GPB Holdings Qualified LP, GPB Holdings LP, GPB NYC Development LP, GPB Scientific LLC, GPB Waste Management LP, GPB Waste Management Fund LP, and many more.

Financial advisors (brokers) have a legal obligation and regulatory obligation to recommend only suitable investments that are appropriate for their individual clients. Their broker-dealer (employing brokerage firm) has a legal obligation and regulatory obligation to supervise the financial advisor’s sales practices and dealings with clients. To the extent that any of these duties are breached, the customer may be entitled to a recovery of his or her investment losses.

FREE Consultation | 585-310-5140

Peiffer Wolf is currently investigating Sam Clark’s practices, as well as the products he recommended to individual investors. Concerns about possible broker misconduct and investment fraud are serious, and we are committed to fighting on behalf of investors. Contact Us Today for a FREE Consultation. 585-310-5140

Get a FREE case Evaluation.

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