Yieldstreet Investors’ $9M Deal Over Risky Offerings OK’d
Law360 (October 29, 2024, 9:26...
30 October, 2024 No commentPeiffer Wolf Carr Kane & Conway represents multiple investors who have lost significant amounts of money with Robert Herje. Additionally, Peiffer Wolf is currently investigating additional claims for investors against Robb Herje of Northland Securities. If you lost money with Robb Herje and have alternative investments like non-traded REITs or start-up companies in your investment portfolio, Contact Us for a FREE Case Evaluation.
According to our research and analysis of Robb Herje’s clients, we have found that Herje and Northland Securities have been placing retirement-age investors in untraded REITs like AFIN (American Finance Trust) REIT, American Realty REIT, Vereit, Philips Edison REIT, NY REIT, and Healthcare Trust. Moreover, we have seen portfolios where investors have been placed in risky start-up businesses. If your investment portfolio consists of REITs or start-up company investments, Contact Us Today.
According to FINRA’s BrokerCheck website for Public Disclosures, Robb Herje is the subject of 1 disclosure:
To review Robb Herje’s Broker Check report, click here:
If you believe you were a victim of investment fraud or broker misconduct, it is imperative to take action. Peiffer Wolf has represented thousands of victims, and we remain committed to fighting on behalf of investors.
Contact Peiffer Wolf today by filling out a Contact Form on our website or by calling 585-310-5140 to schedule a FREE Case Evaluation.
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Law360 (October 29, 2024, 9:26...
30 October, 2024 No commentNine months after FINRA began ...
20 June, 2024 No commentFinancial advisors (brokers) have a legal obligation and regulatory obligation to recommend only suitable investments that are appropriate for their individual clients. Their broker-dealer (employing brokerage firm) has a legal obligation and regulatory obligation to supervise the financial advisor’s sales practices and dealings with clients. To the extent that any of these duties are breached, the customer may be entitled to a recovery of his or her investment losses.
Prior to Northland Securities, Robb Herje had been registered with Miller Johnson Steichen Kinnard, Miller Johnson & Kuehn, and Discount Brokerage Corporation of America. FINRA maintains a database of investor complaints and disciplinary and employment history for registered representatives and publishes some of this information on its BrokerCheck website, www.brokercheck.finra.org.
If you believe you were a victim of investment fraud or broker misconduct, it is imperative to take action. Peiffer Wolf has represented thousands of victims, and we remain committed to fighting on behalf of investors.
Peiffer Wolf is currently investigating Robb Herje’s practices, as well as the products he recommended to individual investors. Concerns about possible broker misconduct and investment fraud are serious, and we are committed to fighting on behalf of investors. Contact Us Today for a FREE Consultation. 585-310-5140