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Alan Rosca Tag

Traffic Monsoon and Charles Scoville are alleged to have operated a fraudulent scam that affected over 160,000 members/investors in Traffic Monsoon throughout the world.  The Securities and Exchange Commission filed a complaint against Traffic Monsoon that alleges that Traffic Monsoon raised over $200 million through...

Harry Stokes orchestrated a Ponzi scheme and defrauded investors out of millions of dollars, according to a complaint filed in North Carolina state court. Stokes was licensed to sell investment products and owned an insurance firm, Contemporary Benefits Design, located in Monroe, North Carolina. Stokes admitted to...

Portfolio Advisors Alliance, Inc. (Portfolio) was sanction by securities regulators, in part, due to Portfolio’s failure to perform due diligence concerning private placements, according to a settlement agreement entered into by Portfolio and the Financial Industry Regulatory Authority (FINRA). The Peiffer Wolf securities lawyers often represent...