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Joe Peiffer

PIABA Will Look to Congress if SEC Doesn’t Act on Forced Arbitration

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08 August, 2023

PIABA Asks SEC to Curtail RIAs’ Use of Mandatory Arbitration, Force Disclosure of Client Claims

08 August, 2023

SEC Has No Way to Track RIA Arbitration Stats, Unpaid Awards

05 July, 2023

Joe Peiffer Leads Fight to Protect Retirees

20 July, 2015

Joe Peiffer Regarding Shortfalls of BrokerCheck

17 July, 2015

Joe Peiffer on Brokers’ Designations of “Retirement Specialist”

16 July, 2015

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We focus on identifying those parties that are both liable and have the financial ability to compensate victimized investors. Our goal is to put money back into our clients’ pockets, not just get an award that acknowledges our clients are entitled to compensation.