Joe Peiffer
“Following last month’s report by the SEC to the House Appropriations Committee on private arbitration (and the use of forced arbitration…
“A trade group representing plaintiffs’ lawyers on Tuesday called for the Securities and Exchange Commission to end a “broken” arbitration…
The Securities and Exchange Commission has no way to track the number of registered investment advisor arbitrations or unpaid arbitration…
As President of PIABA, the Public Investors Arbitration Bar Association, Joe Peiffer has led the fight for federal regulations that…
Joe Peiffer was recently quoted in On Wall Street about shortfalls in FINRA’s BrokerCheck service. BrokerCheck does not disclose complete…
Joe Peiffer was recently quoted in an article that appeared in the magazine Financial Planning. The article concerned brokers’ meaningless…