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Who Is Jon Paul Arnold? Jon Paul Arnold Investigation.

Jon Arnold is a Canfield, OH broker. Arnold has been registered with Investacorp since 2012. He is the President of Financial Services at The J. Arnold Wealth Management Company. Arnold has 7 BrokerCheck Disclosures, including Customer Disputes and one Regulatory disclosure.

Peiffer Wolf is currently investigating claims against Jon Arnold, currently a registered broker at Investacorp.

 

According to FINRA’s BrokerCheck website for Public Disclosures, Jon Arnold has been the subject of 7 disclosures, including:

 

6 Costumer Disputes. Allegations include negligence, breach of fiduciary duty, breach of contract, unsuitable investments, and unauthorized trading. 4 of the 6 customer disputes have been settled. Total settlement amount: $192,500.00

 

1 Regulatory Disclosure initiated by FINRA. Allegations: “Arnold used discretion to sell mutual funds and purchase common stock, without prior authorization from the customer to exercise discretion and prior written acceptance of the account as discretionary from his member firm.” Sanction: Civil and Administrative Penalty(ies)/Fine(s) – $5,000.00

 

To review Jon Paul Arnold’s Brokercheck report, click here:

https://brokercheck.finra.org/individual/summary/4299647

Were You a Victim of Investment Fraud or Broker Misconduct?

 

If you believe you were a victim of investment fraud or broker misconduct, it is imperative to take action. Peiffer Wolf has represented thousands of victims, and we remain committed to fighting on behalf of investors.

 

Contact Peiffer Wolf today by filling out a Contact Form on our website or by calling 585-310-5140 to schedule a FREE Case Evaluation.

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Brokercheck®️ report

Information about this broker was obtained from FINRA’s BrokerCheck on February 24, 2020. You should always review the broker’s BrokerCheck report for updated information. If you believe some of the content on this page does not reflect the report, contact us.

Jon Paul Arnold Client?

Financial advisors (brokers) have a legal obligation and regulatory obligation to recommend only suitable investments that are appropriate for their individual clients. Their broker-dealer (employing brokerage firm) has a legal obligation and regulatory obligation to supervise the financial advisor’s sales practices and dealings with clients. To the extent that any of these duties are breached, the customer may be entitled to a recovery of his or her investment losses.

 

Jon Paul Arnold has worked at multiple firms over the years, including Investacorp, Sagepoint Financial, LPL Financial Corporation, Stifel, Nicolaus & Company, NYlife Securities, and New England Securities. FINRA maintains a database of investor complaints and disciplinary and employment history for registered representatives and publishes some of this information on its BrokerCheck website, www.brokercheck.finra.org.

FREE Consultation | 585-310-5140

If you believe you were a victim of investment fraud or broker misconduct, it is imperative to take action. Peiffer Wolf has represented thousands of victims, and we remain committed to fighting on behalf of investors.

 

Peiffer Wolf is currently investigating Jon Paul Arnold’s practices, as well as the products he recommended to individual investors. Concerns about possible broker misconduct and investment fraud are serious, and we are committed to fighting on behalf of investors. Contact Us Today for a FREE Consultation.  585-310-5140

Victim of Investment Fraud or Broker Misconduct? We Fight for You.