brokerwatch

 

Hobart Financial Group Investigation | REITs, FS Energy & Power Fund, BDCA

Chris Hobart, CEO of Hobart Financial Group, and Andrew Greer, Senior Wealth Advisor, are Investment Advisors. They were registered brokers with G. F. Investment Services until 2019 and, according to FINRA’s BrokerCheck, both have disclosures for unsuitable recommendations.

 

Hobart Financial Group is located in Charlotte, North Carolina. It offers investment advisory services offered through Hobart Private Capital.

 

Peiffer Wolf is currently investigating potential claims against the brokers at Hobart Financial Group for their recommendations of unsuitable alternative investments, including REITs, FS Energy & Power Fund, and BDCA.

 

If you are/were a client of a broker at Hobart Financial Group, Contact Us Today by calling 585-310-5140 or by filling out an online contact form for a FREE Consultation.

Hobart Financial Group Investigation | Unsuitable Investments

Peiffer Wolf has begun an investigation into the brokers at Hobart Financial Group. A number of Investment Advisors at Hobart Financial Group have allegedly recommended NYC REIT, Phillips Edison REIT, BDCA, FS Power & Energy Fund, and potentially other alternative investments to investors.

 

Financial advisors (brokers) have a legal obligation and regulatory obligation to recommend only suitable investments that are appropriate for their individual clients. Their broker-dealer (employing brokerage firm) has a legal obligation and regulatory obligation to supervise the financial advisor’s sales practices and dealings with clients. To the extent that any of these duties are breached, the customer may be entitled to a recovery of his or her investment losses.

 

Based on our experience, we believe that there are more investors who have been the victims of Hobart Financial Group’s alleged broker misconduct and investment fraud. If you invested with brokers at Hobart Financial Group, Contact Us immediately for a FREE Consultation.

Have you suffered losses investing with Hobart Financial Group?

According to FINRA’s BrokerCheck, Christopher Hobart, the CEO of Hobart Financial Group, is no longer a registered broker. He has 4 disclosures so far. Some of the most notable ones are as follows:

 

  • February 2021 – Customer Dispute. Status: Pending. Allegations include: “Breached contractual and fiduciary duties”, negligence and unsuitable recommendations.
  • December 2020 – Customer Dispute. Status: Pending. Allegations include: “Breached contractual and fiduciary duties”, negligence and unsuitable recommendations.
  • November 2020 – Customer Dispute. Status: Pending. Allegations include: “…unsuitable recommendations of alternative investments.”

 

Christopher Hobart was a registered broker with G. F. Investment Services until 2019. Prior to G. F. Investments, he had been registered with Kalos Capital, Quest Capital Strategies and Edward Jones.

 

To review Christopher Hobart’s BrokerCheck report, click here:
https://brokercheck.finra.org/individual/summary/4469608
*BrokerCheck is run by the Financial Industry Regulatory Authority, Inc. (FINRA)

According to FINRA’s BrokerCheck, Andrew Greer, Senior Wealth Advisor at Hobart Financial Group, is no longer a registered broker. He has 2 disclosures so far, including one Pending Customer Dispute for “unsuitable recommendations of alternative investments.” Andrew Greer was a registered broker with G. F. Investment Services until 2019. Prior to G. F. Investments, he had been registered with Kalos Capital.

 

To review Andrew Greeer’s BrokerCheck report, click here:
https://brokercheck.finra.org/individual/summary/5976309
*BrokerCheck is run by the Financial Industry Regulatory Authority, Inc. (FINRA)

Were You a Victim of Investment Fraud or Broker Misconduct?

 

If you believe you were a victim of investment fraud or broker misconduct, it is imperative to take action. The Peiffer Wolf securities attorneys often represent investors who lose money as a result of Ponzi schemes, investment fraud, or stockbroker misconduct.

 

If you are/were a client of a broker at Hobart Financial Group, Contact Us Today by calling 585-310-5140 or by filling out an online contact form for a FREE Consultation.

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    Bad Brokers in the news

    Brokercheck®️ report | Christopher Hobart

    Information about this broker was obtained from FINRA’s BrokerCheck on November 11, 2021. You should always review the broker’s BrokerCheck report for updated information. If you believe some of the content on this page does not reflect the report, contact us.

    Brokercheck®️ report | Andrew Greer

    Information about this broker was obtained from FINRA’s BrokerCheck on November 11, 2021. You should always review the broker’s BrokerCheck report for updated information. If you believe some of the content on this page does not reflect the report, contact us.

    FREE Consultation | 585-310-5140

    If you believe you were a victim of investment fraud or broker misconduct, it is imperative to take action. Peiffer Wolf Carr Kane & Conway has represented thousands of victims, and we remain committed to fighting on behalf of investors.

     

    If you are/were a client of a broker at Hobart Financial Group, Contact Us Today by calling 585-310-5140 or by filling out an online contact form for a FREE Consultation.

    Victim of Investment Fraud or Broker Misconduct? We Fight for You.