Peiffer Wolf Carr Kane & Conway is currently investigating claims against Gilbert Briseno, a registered broker with Arkadios Capital and Peak Retirement Group in the Greater New Orleans area. According to FINRA records and the Louisiana Secretary of State, Briseno maintains a presence in Kenner, LA; Boutte, LA; and the Greater New Orleans area.
According to our research and analysis of Briseno’s clients, we have found that Gilbert Briseno has been placing investors in Variable Universal Life Insurance products and Variable Annuities. If you are a client of Gilbert Briseno and your investment portfolio consists of REITs, Variable Annuities, or Life Insurance Products, Contact Us Today.
According to FINRA’s BrokerCheck website for Public Disclosures, Gilbert Briseno has been the subject of 1 disclosure that was later expunged from his CRD.
2002: Now-Expunged Customer Dispute – Settled for $30,320.00: Allegations “REGARDING THE FEBRUARY 2000 PURCHASE OF A VARIABLE UNIVERSAL LIFE INSURANCE POLICY, THE CUSTOMER ALLEGES THE POLICY WAS MISREPRESENTED AT THE TIME OF THE SALE AND DID NOT KNOW THERE WERE ANNUAL PREMIUMS.”
To review Gilberto Briseno’s Brokercheck report, click here: https://brokercheck.finra.org/individual/summary/1939355
Financial advisors (brokers) have a legal obligation and regulatory obligation to recommend only suitable investments that are appropriate for their individual clients. Their broker-dealer (employing brokerage firm) has a legal obligation and regulatory obligation to supervise the financial advisor’s sales practices and dealings with clients. To the extent that any of these duties are breached, the customer may be entitled to a recovery of his or her investment losses.
Before starting at Arkadios Capital, Gilbert Briseno has worked at multiple firms over the years for various lengths of time: LPL Financial, FSC Securities Corporation, Intersecurities, PW Securities, Metlife Securities, and Metropolitan Life Insurance Company. FINRA maintains a database of investor complaints and disciplinary and employment history for registered representatives and publishes some of this information on its BrokerCheck website, www.brokercheck.finra.org.
Based on our experience, we believe that there are more investors who have been the victim of Briseno’s alleged broker misconduct and investment fraud. If you’ve worked with or invested with Gilbert Briseno, Arkadios Capital, or Peak Retirement Group, you should contact Peiffer Wolf Carr Kane & Conway immediately for a FREE Consultation.
Peiffer Wolf Carr Kane & Conway is currently investigating Gilbert Briseno’s practices, as well as the products he recommended to individual investors. Concerns about possible broker misconduct and investment fraud are serious, and we are committed to fighting on behalf of investors. Contact Us Today for a FREE Consultation. 504-523-2434
“Week of Reckoning” Arrives Fo...30 June, 2020 No comment
If you believe you were a victim of predatory lending, investment fraud, or broker misconduct, it is imperative to take action. Peiffer Wolf Carr Kane & Conway has represented thousands of victims, and we remain committed to fighting on behalf of investors. We focus on identifying parties that are not only liable but have the financial ability to compensate victimized investors. Our goal is to put money back into our clients’ pockets.